Schrum Private Wealth Management, Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 312164 · SEC file 801-122172 · Saint Augustine, FL · www.schrumpw.com

☆ Save with Pro ADV data as of Mar 25, 2026

Regulatory AUM: $186M
Discretionary: $186M
Clients: 173
Avg AUM / client: $1.1M
Accounts: 355
Employees: 3

AUM over time

$0 $186M

Dec 18, 2020 Mar 25, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 25, 2026

Investments (13F portfolio — 126 positions, $131,098,649)

13F period Mar 31, 2026

#	Issuer	Class	Value	Shares	% of 13F	% of AUM
1	State Str Spdr S&P 500 Etf T	TR UNIT	$12,964,938	19,936	9.89%	6.97%
2	Microsoft Corp	COM	$6,339,683	17,127	4.84%	3.41%
3	Apple Inc	COM	$6,049,292	23,835	4.61%	3.25%
4	Vanguard Index Fds	S&P 500 ETF SHS	$4,565,735	7,641	3.48%	2.46%
5	Spdr Series Trust	STATE STREET SPD	$4,024,320	52,578	3.07%	2.16%
6	First Tr Exchange Traded Fd	TECH ALPHADEX	$3,421,424	21,536	2.61%	1.84%
7	Jpmorgan Chase & Co	COM	$3,203,204	10,890	2.44%	1.72%
8	Ishares Tr	CORE S&P TTL STK	$2,955,313	20,749	2.25%	1.59%
9	Taiwan Semiconductor Manufac	SPONSORED ADS	$2,822,381	8,351	2.15%	1.52%
10	Invesco Exchange Traded Fd T	S&P500 EQL WGT	$2,571,574	13,399	1.96%	1.38%
11	Ishares Tr	CORE S&P500 ETF	$2,360,694	3,613	1.8%	1.27%
12	Abbvie Inc	COM	$2,305,348	10,600	1.76%	1.24%
13	First Tr Exchange Traded Fd	INDLS PROD DUR	$2,094,871	25,663	1.6%	1.13%
14	Schwab Strategic Tr	FUNDAMENTAL US L	$2,083,194	74,801	1.59%	1.12%
15	Visa Inc	COM CL A	$2,059,766	6,815	1.57%	1.11%
16	Vanguard World Fd	INF TECH ETF	$2,015,957	2,889	1.54%	1.08%
17	Lockheed Martin Corp	COM	$1,863,591	3,084	1.42%	1.0%
18	Vanguard Index Fds	SMALL CP ETF	$1,589,597	6,068	1.21%	0.85%
19	Ishares Tr	MSCI USA QLT FCT	$1,464,963	7,638	1.12%	0.79%
20	Vanguard Intl Equity Index F	TT WRLD ST ETF	$1,464,763	10,590	1.12%	0.79%
21	First Tr Exchange Traded Fd	FINLS ALPHADEX	$1,445,094	25,718	1.1%	0.78%
22	Chevron Corporation	COM	$1,440,637	6,964	1.1%	0.77%
23	Palo Alto Networks Inc	COM	$1,405,393	8,766	1.07%	0.76%
24	Johnson & Johnson	COM	$1,296,071	5,302	0.99%	0.7%
25	First Tr Exchange Traded Fd	HLTH CARE ALPH	$1,254,886	11,432	0.96%	0.67%

Top 25 of 126 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).

Who they serve

Client type	Clients	AUM	% of AUM
Individuals (non-high net worth)	136	$48.3M	26.0%
High net worth individuals	32	$136M	72.9%
Corporations and other businesses	5	$2.0M	1.08%

People (3)

roster as of Jul 20, 2026

Name	Role / title	Credentials	With firm since	Ownership
Owen L Schrum	Chief Compliance Officer		Feb 2021 (6y)	75% or more
Eric Lewis Schrum	Director	CFP	Oct 2021 (5y)	Less than 5%
Mary J Atkinson	Registered representative		Oct 2021 (5y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

Form	Period	Size
Form ADV (full filing)	03/25/2026	984 KB	View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

• Percentage of assets under management
• Fixed fees

Services

• Financial planning services
• Portfolio management for individuals/small businesses
• Portfolio management for businesses/institutional clients

Custody

Reported custodians

Charles Schwab & Co. $144M (78% of AUM) Mar 2026
National Financial Services (Fidelity) $41.6M (22% of AUM) Mar 2026

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 25, 2026.

View current Form ADV (SEC/IAPD) ↗