AUMdb

Symetra Investment Management Company

SEC-registered Investment Adviser · Large ($10B–$100B) CRD 312176 · SEC file 801-120578 · Farmington, CT · WWW.SYMETRA.COM
☆ Save with Pro ADV data as of Apr 23, 2026
Regulatory AUM
$88.8B
Discretionary
$64.0B
Clients
10
Avg AUM / client
$8.9B
Accounts
76
Employees
101

AUM over time

$44.3B $88.8B
Dec 2020 Dec 2025

Annual snapshots from Form ADV filings · as of Apr 23, 2026

Asset allocation (SMA assets by investment type)

as of Apr 23, 2026
Investment-grade corporate bonds
$53.3B 60%
Pooled investment vehicles
$14.2B 16%
Other
$12.4B 14%
US government & agency bonds
$3.6B 4%
Derivatives
$1.8B 2%
Cash & equivalents
$1.8B 2%
Non-investment-grade bonds
$888M 1%
Registered investment companies (funds/ETFs)
$888M 1%

Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.

Who they serve

Client typeClientsAUM% of AUM
Pooled investment vehicles (non-investment companies) 2 $421M 0.47%
Other investment advisers 1 $24.8B 27.9%
Insurance companies 5 $61.1B 68.9%
Corporations and other businesses 2 $2.4B 2.72%

People (10)

NameRole / titleCredentialsWith firm sinceOwnership
Elder, Colin, Michael Senior Managing Director, Head Of Commercial Mortgage Loans Dec 2019 (7y) Less than 5%
Hunt, Mark, Edward President Dec 2019 (7y) Less than 5%
Moskovit, Evan, Scott Senior Managing Director And Head Of Corporate Fixed Income Dec 2019 (7y) Less than 5%
Mocciolo, Nicholas, Paul Senior Managing Director, Head Of Insurance Management Dec 2019 (7y) Less than 5%
Guajardo, Yvonne, Marie Senior Managing Director, Head Of Private Placements Debt Mar 2020 (6y) Less than 5%
Yang, Eu Seng Senior Managing Director, Head Of High Yield And Bank Loan Debt Aug 2020 (6y) Less than 5%
Herlihy, Robert, Steven Managing Director, Chief Compliance Officer Jan 2021 (6y) Less than 5%
Sklar, Kevin, Alan Senior Managing Director, Treasurer & Chief Financial Officer Feb 2021 (6y) Less than 5%
Gould, Andrew, M.A. Senior Managing Director, General Counsel Sep 2023 (3y) Less than 5%
Flynn, John, M Senior Managing Director, Head Of Business Development And Marketing Apr 2024 (2y) Less than 5%

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Symetra Financial Corporation Sole Shareholder Jun 2019 A 75% or more
Sumitomo Life Insurance Company Sole Shareholder Feb 2016 B ≈ 56.25% – 100% via Symetra Financial Corporation

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Estimated effective ownership (look-through of filed bands):

  • Sumitomo Life Insurance Company: 75% – 100% of Symetra Financial Corporation × 75% – 100% direct ≈ 56.25% – 100% of the firm

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 04/23/2026 1.42 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Performance-based fees

Services

  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses/institutional clients
  • Selection of other advisers

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 23, 2026.

View current Form ADV (SEC/IAPD) ↗