Fitzwilliams Wealth Management Inc.
- Regulatory AUM
- $124M
- Discretionary
- $124M
- Clients
- 634
- Avg AUM / client
- $195K
- Accounts
- 634
- Employees
- 13
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 23, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 552 | $45.7M | 37.0% |
| High net worth individuals | 82 | $77.9M | 63.0% |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Brian Joseph Lindberg | Registered representative | Jun 2021 (5y) | ||
| Jason Palomares Lavarias | Registered representative | Dec 2021 (5y) | ||
| Ronald Joseph Searles | Registered representative | May 2023 (3y) | ||
| Timothy John Fitzwilliams | Registered representative | Aug 2025 (1y) | ||
| Michael Howard Spencer | Registered representative | Chartered Financial Consultant | Nov 2025 (1y) | |
| Fernando A Gimenez | Registered representative | Feb 2026 (1y) | ||
| Michael Christopher Novosel | Registered representative | Mar 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/23/2026 | 1.1 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $124M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 23, 2026.
View current Form ADV (SEC/IAPD) ↗