Serenity Alternative Investment Management, Llc
- Regulatory AUM
- $15.0M
- Discretionary
- $12.1M
- Clients
- 5
- Avg AUM / client
- $3.0M
- Accounts
- 5
- Employees
- 1
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 1 | $145K | 0.97% |
| Investment companies | 3 | $5.3M | 35.3% |
| Pooled investment vehicles (non-investment companies) | 1 | $9.6M | 63.7% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Feb 2024 · $6.8M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Serenity Alternative Investments Fund I, Lp | Hedge Fund | Delaware | $6.8M | 13 |
People (1)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Martin Kollmorgen | Registered representative | CFA | Sep 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $6.8M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Serenity Alternative Investments Fund I, Lp | Hedge Fund | $6.8M | $250K | 13 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/09/2026 | 1.29 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
Custody
Reported custodians
- Pershing $9.6M (64% of AUM) Mar 2026
- Abn Amro Clearing Bank N.V. $3.0M (20% of AUM) Mar 2026
- Goldman Sachs $2.3M (16% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 09, 2026.
View current Form ADV (SEC/IAPD) ↗