Northcape Wealth Management, Llc
- Regulatory AUM
- $706M
- Discretionary
- $667M
- Clients
- 594
- Avg AUM / client
- $1.2M
- Accounts
- 1,394
- Employees
- 6
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 404 | $139M | 19.7% |
| High net worth individuals | 166 | $535M | 75.8% |
| Charitable organizations | 16 | $21.6M | 3.06% |
| Corporations and other businesses | 8 | $10.2M | 1.45% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Torrey Farms, Inc. 401(k) Profit Sharing Plan Torrey Farms, Inc. | 2024 |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Erik M O'neill | Founder, Managing Partner | CFP | Jan 2021 (6y) | 75% or more |
| Markey, Patrick, Michael | Co Founder, Chief Compliance Officer, Senior Financial Advisor | Jan 2021 (6y) | 10% – 25% | |
| Kenji J Kimura | Registered representative | May 2021 (5y) | ||
| Renee' M Hasenoehrl | Registered representative | May 2021 (5y) | ||
| Ian Woods | Registered representative | CFA | May 2026 (0y) |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Torrey Farms, Inc. 401(k) Profit Sharing Plan | Torrey Farms, Inc. | 95 | — | 03/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/24/2026 | 898 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Wells Fargo $706M (100% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 24, 2026.
View current Form ADV (SEC/IAPD) ↗