AUMdb

Clpf Llc

SEC-registered Wealth Manager · Boutique (under $100M) CRD 312448 · SEC file 801-120292 · · www.investmentadvisorgroup.com
☆ Save with Pro ADV data as of Mar 11, 2026
Regulatory AUM
$81.0M
Discretionary
$80.6M
Clients
124
Avg AUM / client
$653K
Accounts
244
Employees
3

AUM over time

$70.0M $174M
May 19, 2021 Mar 11, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 11, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 113 $39.1M 48.3%
High net worth individuals 10 $41.6M 51.4%
Charitable organizations 1 $212K 0.26%

Retirement plan clients

Plans that reported this firm as an investment service provider on Form 5500 Schedule C.

Plan Location Plan year
The People To People Health Foundation, Inc. Pension Plan The People To People Foundation, Inc. Project Hope Health Sciences Ed 2024

People (3)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Christopher Lee Price Ceo/Cco Chartered Financial Consultant Dec 2020 (6y) 75% or more
Eugene William Novitski Registered representative CFP Feb 2021 (5y)
Paul F. Kohn Registered representative Feb 2021 (5y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Retirement plans served (1)

PlanSponsorParticipantsPlan assetsAs of
The People To People Health Foundation, Inc. Pension Plan The People To People Foundation, Inc. Project Hope Health Sciences Ed 12 $26.5M 01/01/2024

From Form 5500 service-provider disclosures.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/11/2026 1.12 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

Regulatory · Item 11.D(2), 11.D(3) as of Feb 27, 2024

Allegations: CONDUCTED INVESTMENT ADVISORY BUSINESS FROM A LOCATION WITHIN THIS STATE WITHOUT THE BENEFIT OF LAWFUL REGISTRATION Status: Final Sanction Detail: IAR PAID FINE IMMEDIATELY IN THE AMOUNT OF $11,250 AND WAS PROPERLY REGISTERED IN ORDER TO CONTINUE ACTING AS AN INVESTMENT ADVISORY REPRESENTATIVE. Summary: IAR PAID FINE IMMEDIATELY IN THE AMOUNT OF $11,250 AND WAS PROPERLY REGISTERED IN ORDER TO CONTINUE ACTING AS AN INVESTMENT ADVISORY REPRESENTATIVE.

Disclosure text reproduced verbatim from the firm's own Form ADV filings.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees
  • Other fees
  • SERVICE AND CONSULTING FEES FROM REPRESENTATIVES

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients
  • Selection of other advisers
  • Publication of periodicals or newsletters

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 11, 2026.

View current Form ADV (SEC/IAPD) ↗