AUMdb

Applied Derivative Research, Llc

State-registered Wealth Manager · Boutique (under $100M) CRD 312490 · SEC file 801-120339 · · adrgm.org
☆ Save with Pro ADV data as of Mar 07, 2026
Regulatory AUM
$100K
Discretionary
$100K
Clients
2
Avg AUM / client
$50.0K
Accounts
2
Employees
0

AUM over time

$0 $166M
Jan 15, 2021 Mar 7, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 07, 2026

Who they serve

Client typeClientsAUM% of AUM
High net worth individuals 2 $100K 100.0%

People (1)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Chung Hei Sing Managing Partner, Chief Compliance Officer Jul 2020 (6y) 75% or more

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/07/2026 983 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Performance-based fees

Services

  • Portfolio management for individuals/small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses/institutional clients
  • Selection of other advisers

Custody

Firm reports having custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 07, 2026.

View current Form ADV (SEC/IAPD) ↗