Prce Management Llc
- Regulatory AUM
- $22.2M
- Discretionary
- $22.2M
- Clients
- 1
- Avg AUM / client
- $22.2M
- Accounts
- 1
- Employees
- 5
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 1 | $22.2M | 100.0% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Dec 2024 · $26.1M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Ocean Capital Llc | Other Private Fund | Puerto Rico | $26.1M | 3 |
People (5)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Holman, John, Michael | Coo | Aug 2020 (6y) | Less than 5% | |
| Jackels, Stephanie, Kane | Cfo | Aug 2020 (6y) | Less than 5% | |
| Vasileios Alexios Sfyris | Member | Aug 2020 (6y) | 25% – 50% | |
| William Heath Hawk | Member | Aug 2020 (6y) | 25% – 50% | |
| Williams, Brent, Taylor | Chief Compliance Officer | Dec 2024 (2y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Estate Of Benjamin Thomas Eiler | Member | Dec 2023 | A | 10% – 25% |
Undisclosed: 0% – 40% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $26.1M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Ocean Capital Llc | Other Private Fund | $26.1M | $0 | 3 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.56 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: WITHOUT ADMITTING OR DENYING THE FINDINGS, THE FIRM CONSENTED TO THE SANCTIONS AND TO THE ENTRY OF FINDINGS THAT THE FIRM EFFECTED MUNICIPAL BONDS TRANSACTIONS IN THE AMOUNTS BELOW THE MINIMUM DENOMINATION SET FOR THE BONDS BEING SOLD. THE FINDINGS STATED THAT THE FIRM FAILED TO DISCLOSE TO CUSTOMERS THAT THE AMOUNT OF THE TRANSACTION BEING EFFECT WAS BELOW THE MINIMUM DENOMINATION. THE FIRM ALSO FAILED TO ESTABLISH AND MAINTAIN A SUPERVISORY SYSTEM AND ESTABLISH, MAINTAIN AND ENFORCE WRITTEN SUPERVISORY PROCEDURES (WSPS) PROHIBITING THE SALE OF THE MUNICIPAL SECURITIES TO CUSTOMERS BELOW THE MINIMUM DENOMINATIONS AND FAILED TO HAVE ANY SYSTEMS OR CONTROLS IN PLACE TO MONITOR AND PROHIBIT SALES BELOW THE MINIMUM DENOMINATION. Status: Final Sanction Detail: THE FIRM WAS CENSURED, FINED $25,000 AND MUST OFFER RESCISSION TO THE CUSTOMERS WHO EXECUTED TRANSACTIONS. Summary: RESOLVED. FINE PAID IN FULL ON 12/6/2016.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Performance-based fees
- • Other fees
- • FILING ADVISER WILL CHARGE AN EXPENSE PASS THROUGH EXPENSE
Services
- • Portfolio management for pooled investment vehicles
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗