Heritage Wealth Management Inc.
- Regulatory AUM
- $605M
- Discretionary
- $504M
- Clients
- 201
- Avg AUM / client
- $3.0M
- Accounts
- 935
- Employees
- 6
AUM over time
Annual snapshots from Form ADV filings · as of Mar 17, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 79 | $42.2M | 6.98% |
| High net worth individuals | 122 | $562M | 93.0% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| David Kent Holwadel | President | CFP | Apr 2021 (5y) | 75% or more |
| Jeffrey P Thompson | Financial Advisor | CFP | Apr 2021 (5y) | 5% – 10% |
| Lindsey Crocker Meredith | Financial Advisor | CFP | Apr 2021 (5y) | 5% – 10% |
| Olvera, Tanya, Michelle | Chief Compliance Officer | Dec 2023 (3y) | Less than 5% |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/17/2026 | 961 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Raymond James $605M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 17, 2026.
View current Form ADV (SEC/IAPD) ↗