Leeward Investments, Llc
- Regulatory AUM
- $2.9B
- Discretionary
- $2.0B
- Clients
- 2,700
- Avg AUM / client
- $1.1M
- Accounts
- 54
- Employees
- 14
AUM over time
Annual snapshots from Form ADV filings · as of Mar 10, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 11 | $85.1M | 2.97% |
| Investment companies | 8 | $1.1B | 38.4% |
| Pooled investment vehicles (non-investment companies) | 1 | $60.5M | 2.11% |
| Pension and profit sharing plans | 3 | $338M | 11.8% |
| Charitable organizations | 4 | $152M | 5.31% |
| State or municipal government entities | 5 | $162M | 5.66% |
| Other investment advisers | 2,661 | $716M | 24.9% |
| Insurance companies | 6 | $209M | 7.29% |
| Corporations and other businesses | 1 | $45.1M | 1.57% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| The Hartford Investment And Savings Plan Hartford Fire Insurance Company | 2024 | |
| Blue Cross And Blue Shield Of Minnesota Pension Plan Blue Cross & Blue Shield Of Minnesota | 2024 | |
| Meriter Health Services Employee Retirement Plan Meriter Health Services, Inc. | 2024 |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Buckley, Timothy, David | Investment Analyst, Member | Mar 2022 (4y) | 5% – 10% | |
| Fiore, Paul, Terrence | Chief Operating Officer, Member | Mar 2022 (4y) | 5% – 10% | |
| Jay C. Willadsen | Manager, Member, Portfolio Manager | CFA | Mar 2022 (4y) | 10% – 25% |
| Murphy, Timothy, Paul | Investment Analyst, Member | Mar 2022 (4y) | 5% – 10% | |
| Pink, Colleen, Ashe | Chief Financial Officer, Member | Mar 2022 (4y) | Less than 5% | |
| R. Todd Vingers | President, Manager, Portfolio Manager | CFA | Mar 2022 (4y) | 25% – 50% |
| Satterfield, Ryan, Reid | Investment Analyst, Member | Mar 2022 (4y) | 5% – 10% | |
| Thompson, Patricia, Ann | Chief Compliance Officer, Member | Mar 2022 (4y) | Less than 5% |
Undisclosed: 0% – 45% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (3)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| The Hartford Investment And Savings Plan | Hartford Fire Insurance Company | 18,645 | $7.2B | 01/01/2024 |
| Blue Cross And Blue Shield Of Minnesota Pension Plan | Blue Cross & Blue Shield Of Minnesota | 2,994 | $232M | 01/01/2024 |
| Meriter Health Services Employee Retirement Plan | Meriter Health Services, Inc. | 930 | $192M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/10/2026 | 1.03 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- BNY Mellon $334M (12% of AUM) Mar 2026
- Northern Trust $275M (10% of AUM) Mar 2026
- State Street $195M (6% of AUM) Mar 2022
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 10, 2026.
View current Form ADV (SEC/IAPD) ↗