Inflection Retirement Services, Inc.
State-registered
Insurance-Affiliated · Boutique (under $100M)
CRD 312680
· Westlake Village, CA
· www.inflectionretirement.com
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ADV data as of Mar 22, 2026
- Regulatory AUM
- $62.0M
- Discretionary
- $48.8M
- Clients
- 37
- Avg AUM / client
- $1.7M
- Accounts
- 37
- Employees
- 4
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pension and profit sharing plans | 37 | $62.0M | 100.0% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Katia Michelle Kin | Registered representative | Aug 2022 (4y) | ||
| Don Dustin Ivey | Registered representative | Nov 2022 (4y) | ||
| Gregory James Karis | Registered representative | CFP | Nov 2022 (4y) | |
| Jeffrey B Stoltey | Registered representative | Mar 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/22/2026 | 1.14 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 22, 2026.
View current Form ADV (SEC/IAPD) ↗