Jennings & Associates Financial Advisors, Llc
- Regulatory AUM
- $240M
- Discretionary
- $240M
- Clients
- 691
- Avg AUM / client
- $348K
- Accounts
- 1,117
- Employees
- 8
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 504 | $90.8M | 37.8% |
| High net worth individuals | 176 | $146M | 60.7% |
| Charitable organizations | 3 | $656K | 0.27% |
| Corporations and other businesses | 8 | $2.9M | 1.22% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Keith Todd Jennings | Managing Member & Chief Compliance Officer | Jul 2023 (3y) | 75% or more | |
| Crystal Lynn Johnson | Registered representative | Dec 2023 (3y) | ||
| Kristin Renea Lynch | Registered representative | Dec 2023 (3y) | ||
| Logan Taylor Brown | Registered representative | Dec 2023 (3y) | ||
| Miranda Renee Wood | Registered representative | Dec 2023 (3y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 897 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- LPL Financial $208M (87% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗