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Wealth Manager · Small ($100M–$1B)
CRD 312878
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ADV data as of Feb 03, 2025
- Regulatory AUM
- $651M
- Discretionary
- $651M
- Clients
- 787
- Avg AUM / client
- $827K
- Accounts
- 2,007
- Employees
- 17
AUM over time
$0
$651M
Feb 3, 2021
Feb 3, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 03, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 629 | $160M | 24.6% |
| High net worth individuals | 131 | $397M | 61.0% |
| Pension and profit sharing plans | 7 | $3.9M | 0.61% |
| Charitable organizations | 10 | $72.2M | 11.1% |
| Corporations and other businesses | 10 | $17.5M | 2.68% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $438M (67% of AUM) Feb 2025
- Sei Investments Distribution Co. $200M (31% of AUM) Feb 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 03, 2025.