Entrefolio Llc
- Regulatory AUM
- $4.2M
- Discretionary
- $3.0M
- Clients
- 20
- Avg AUM / client
- $210K
- Accounts
- 20
- Employees
- 1
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 28, 2024
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 20 | $4.2M | 100.0% |
People (1)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Hernandez, Riza, Khalil | Ceo, Cco | Feb 2021 (6y) | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/28/2024 | 1.19 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: FAILED TO COMPLY WITH AN ARBITRATION AWARD Status: Final Sanction Detail: FINRA IMPOSED SUSPENSION WHEN MS. HERNANDEZ FAILED TO PAY AN ARBITRATION AWARD ON A PROMISSORY NOTE TO HER FORMER EMPLOYER. Summary: SUSPENSION LIFTED BY FINRA WHEN MS. HERNANDEZ FILED FOR BANKRUPTCY PROTECTION.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 28, 2024.
View current Form ADV (SEC/IAPD) ↗