AUMdb

Oriental Bank

SEC-registered Bank · Small ($100M–$1B) CRD 312982 · SEC file 801-121169 · San Juan, PR · dgiinvest.com
☆ Save with Pro ADV data as of Mar 27, 2026
Regulatory AUM
$323M
Discretionary
$323M
Clients
2
Avg AUM / client
$161M
Accounts
2
Employees
9

AUM over time

$296M $371M
Mar 31, 2022 Mar 27, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 27, 2026

Who they serve

Client typeClientsAUM% of AUM
Investment companies 2 $323M 100.0%

People (7)

NameRole / titleCredentialsWith firm sinceOwnership
Gonzalez, Carlos, Alberto Independent Contractor Sep 1998 (28y) Less than 5%
Fernandez Martinez, Jose, Rafael Chief Executive Officer Jan 2005 (22y) Less than 5%
Arizmendi, Maritza, Nmn Chief Financial Officer Mar 2017 (9y) Less than 5%
Pacheco Fernandez, Rosana, Maria Trust Compliance Analyst Apr 2021 (5y) Less than 5%
Dolan, Erik, J Chief Compliance Officer Oct 2021 (5y) Less than 5%
Romanelli Arias, Roberto, Antonio Trust Officer Mar 2024 (2y) Less than 5%
Rosado, Ramon, Arturo Managing Director Mar 2024 (2y) Less than 5%

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Ofg Bancorp Parent Company Jun 1986 A 75% or more
Torres, Melvin A Assistant Trust Officer May 2010 A Less than 5%
Gonzalez Robison, Hugh, Nmn General Counsel Jan 2021 A Less than 5%

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/27/2026 1.02 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Portfolio management for investment companies

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.

View current Form ADV (SEC/IAPD) ↗