Fifth Third Wealth Advisors Llc
- Regulatory AUM
- $7.8B
- Discretionary
- $7.8B
- Clients
- 1,498
- Avg AUM / client
- $5.2M
- Accounts
- 2,121
- Employees
- 83
AUM over time
Annual snapshots from Form ADV filings · as of Jul 29, 2026
Investments (13F portfolio — 992 positions, $3,575,413,953)
13F period Jun 30, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Ishares Tr Core S&P500 Etf | CORE S&P500 ETF | $383,054,052 | 511,496 | 10.7% | 4.91% |
| 2 | State Str Spdr S&P 500 Etf T | TR UNIT | $223,975,807 | 299,926 | 6.26% | 2.87% |
| 3 | Nvidia Corporation Com | COM | $127,366,373 | 636,545 | 3.56% | 1.63% |
| 4 | Apple Inc Com | COM | $121,508,500 | 419,922 | 3.4% | 1.56% |
| 5 | Ishares Tr Core Msci Eafe | CORE MSCI EAFE | $119,380,210 | 1,236,076 | 3.34% | 1.53% |
| 6 | Alphabet Inc Cap Stk Cl A | COM | $87,572,768 | 245,048 | 2.45% | 1.12% |
| 7 | Fastenal Co | COM | $84,480,928 | 1,758,920 | 2.36% | 1.08% |
| 8 | Microsoft Corp Com | COM | $80,897,214 | 216,871 | 2.26% | 1.04% |
| 9 | Amazon Com Inc Com | COM | $72,274,485 | 303,241 | 2.02% | 0.93% |
| 10 | Ishares Tr Core S&P Mcp Etf | CORE S&P MCP ETF | $61,157,947 | 793,126 | 1.71% | 0.78% |
| 11 | Broadcom Inc Com | COM | $53,486,636 | 141,593 | 1.5% | 0.69% |
| 12 | Jpmorgan Chase & Co. Com | COM | $47,510,013 | 145,144 | 1.33% | 0.61% |
| 13 | Ishares Tr Core S&P Scp Etf | CORE S&P SCP ETF | $44,189,159 | 297,951 | 1.24% | 0.57% |
| 14 | Ishares Inc Core Msci Emkt | CORE MSCI EMKT | $41,441,839 | 500,264 | 1.16% | 0.53% |
| 15 | Alphabet Inc Cap Stk Cl C | COM | $39,534,207 | 111,890 | 1.11% | 0.51% |
| 16 | Meta Platforms Inc Cl A | COM | $34,734,213 | 61,663 | 0.97% | 0.45% |
| 17 | Ishares Tr Rus 1000 Grw Etf | RUS 1000 GRW ETF | $33,988,889 | 273,729 | 0.95% | 0.44% |
| 18 | Spdr Series Trust | ST STR P500GRW | $33,791,009 | 283,982 | 0.95% | 0.43% |
| 19 | Spdr Series Trust St Str P500 Val | ST STR P500VAL | $30,274,535 | 498,018 | 0.85% | 0.39% |
| 20 | Eli Lilly & Co Com | COM | $30,066,800 | 25,068 | 0.84% | 0.39% |
| 21 | Micron Technology Inc Com | COM | $29,576,233 | 25,623 | 0.83% | 0.38% |
| 22 | Exxon Mobil Corp Com | COM | $28,003,386 | 204,823 | 0.78% | 0.36% |
| 23 | Caterpillar Inc | COM | $27,989,918 | 26,284 | 0.78% | 0.36% |
| 24 | Marvell Technology Inc | COM | $27,024,581 | 90,720 | 0.76% | 0.35% |
| 25 | Tesla Inc Com | COM | $25,029,485 | 59,509 | 0.7% | 0.32% |
Top 25 of 992 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 860 | $351M | 4.5% |
| High net worth individuals | 566 | $3.0B | 38.2% |
| Pooled investment vehicles (non-investment companies) | 3 | $3.4M | 0.04% |
| Pension and profit sharing plans | 3 | $12.7M | 0.16% |
| Charitable organizations | 14 | $963M | 12.3% |
| State or municipal government entities | 10 | $1.2B | 15.2% |
| Insurance companies | 1 | $108M | 1.38% |
| Corporations and other businesses | 41 | $2.2B | 28.2% |
Private funds (5)
Reported in Form ADV Section 7.B.(1), filing of Jul 2024 · $9.1M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Pine Crest Map 2009 Llc master | Real Estate Fund | Illinois | $4.8M | 32 |
| Pine Crest Global Asset Fund Llc | Real Estate Fund | Illinois | $3.6M | 88 |
| Pine Crest Partners Ii Llc | Private Equity Fund | Illinois | $383K | 67 |
| Pine Crest Actis Emerging Markets Fund Llc | Private Equity Fund | Illinois | $125K | 13 |
| Pine Crest Partners I Llc | Private Equity Fund | Illinois | $74.8K | 52 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Painting Industry Annuity Fund Board Of Trustees Of The Painting Industry Annuity Fund | 2024 |
People (69)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Briggs, David, Edward | Managing Member | Dec 2020 (6y) | Less than 5% | |
| Eric Benjamin Housman | President/Managing Member | CFP | Dec 2020 (6y) | Less than 5% |
| Reynolds, Jonathan, William | Senior Vice President/Managing Member | Dec 2020 (6y) | Less than 5% | |
| Keith Gregary Watson | Managing Director Of Administration And Operations | Jun 2021 (5y) | Less than 5% | |
| Mary Spalding Robbins | Chief Investment Strategist | Jun 2021 (5y) | Less than 5% | |
| Cynthia Rose Stroik | Chief Compliance Officer | Nov 2021 (5y) | Less than 5% | |
| Frischer, Lori, Michelle | Senior Vice President/Managing Member | Aug 2022 (4y) | Less than 5% | |
| Reilly, Mary, Ellen | Senior Vice President/Managing Member | Aug 2022 (4y) | Less than 5% | |
| Banks, Robert, Presley | Manager Member | Sep 2023 (3y) | Less than 5% | |
| Darren Lee Earnhardt | Chief Operating Officer | Jan 2024 (3y) | Less than 5% | |
| David C Olson | Managing Director, Practice Management | Apr 2024 (2y) | Less than 5% | |
| Carolyn Leigh Balzano | Registered representative | CFP | Sep 2022 (4y) | |
| Andrew Dilz | Registered representative | Nov 2022 (4y) | ||
| Kurt Allen Gwillim | Registered representative | Dec 2022 (4y) | ||
| Samuel West Thomas | Registered representative | Mar 2023 (3y) | ||
| Amy Segatto Perrin | Registered representative | May 2023 (3y) | ||
| Luis F Fernandes | Registered representative | CFP | Jun 2023 (3y) | |
| Dylan Tuttle | Registered representative | CFP | Jun 2023 (3y) | |
| Raymond Denis Hegarty | Registered representative | CFA | Jul 2023 (3y) | |
| Deborah Dulaney | Registered representative | Jul 2023 (3y) | ||
| Kevin James Savona | Registered representative | CFP | Jul 2023 (3y) | |
| Denise Mc Ginnis | Registered representative | Aug 2023 (3y) | ||
| Randall Eugene Mc George | Registered representative | Aug 2023 (3y) | ||
| Justin David Bensema | Registered representative | CFP | Dec 2023 (3y) | |
| Alexander Sang Park | Registered representative | Dec 2023 (3y) | ||
| Nathan Eric Weidner | Registered representative | Dec 2023 (3y) | ||
| George Emanuele | Registered representative | CFA | Jan 2024 (3y) | |
| Laura Anne Vassamillet | Registered representative | Jan 2024 (3y) | ||
| James Robert Lamperski | Registered representative | CFP | Jan 2024 (3y) | |
| John Paul Hoeting | Registered representative | CFA | Jan 2024 (3y) | |
| Jonathan Adams | Registered representative | CFP | Jan 2024 (3y) | |
| Michael Andrew Henke | Registered representative | Jan 2024 (3y) | ||
| Philip Frederick Vergunst | Registered representative | CFA | Jan 2024 (3y) | |
| Ryan James Haartman | Registered representative | Jan 2024 (3y) | ||
| Michael Kemer | Registered representative | Jan 2024 (3y) | ||
| Tucker Morrison Veenis | Registered representative | Jan 2024 (3y) | ||
| Brandon James Sharp | Registered representative | Feb 2024 (3y) | ||
| Brad Aaron Heagy | Registered representative | CFP | Feb 2024 (2y) | |
| Kari Anderson Baer | Registered representative | CFP CFA | Feb 2024 (2y) | |
| Lea Rae Levines | Registered representative | CFP | Feb 2024 (2y) | |
| Susan B Kubar | Registered representative | Feb 2024 (2y) | ||
| Ryan Philip Bierds | Registered representative | CFA | Apr 2024 (2y) | |
| Patrick Michael Mercier | Registered representative | May 2024 (2y) | ||
| Cameron Puckett | Registered representative | Jun 2024 (2y) | ||
| Jeffrey Ian Kerstine | Registered representative | CFA | Jun 2024 (2y) | |
| Marcus Brent Walker | Registered representative | CFP Chartered Financial Consultant | Jul 2024 (2y) | |
| Shannon Waggy Shelton | Registered representative | Aug 2024 (2y) | ||
| Spencer Mcconnell Huggins | Registered representative | CFP | Oct 2024 (2y) | |
| Robert Michael Plaza | Registered representative | CFA | Oct 2024 (2y) | |
| Christopher David Ginter | Registered representative | CFA | Oct 2024 (2y) | |
| Scott Donl Bailey | Registered representative | CFP | Nov 2024 (2y) | |
| Jonathan Michael Cochrane | Registered representative | Nov 2024 (2y) | ||
| Jacob Patrick Herman | Registered representative | Feb 2025 (1y) | ||
| Jamie Drennen | Registered representative | Apr 2025 (1y) | ||
| Jacob Charles Forrester | Registered representative | Jul 2025 (1y) | ||
| Christopher Edward Osmond | Registered representative | CFP | Jul 2025 (1y) | |
| Kelli Hill | Registered representative | CFP | Aug 2025 (1y) | |
| Scott Thomas Ulaszek | Registered representative | CFA | Aug 2025 (1y) | |
| Sarah R. Williamson | Registered representative | CFP | Aug 2025 (1y) | |
| Stephen Francis Starzec | Registered representative | Aug 2025 (1y) | ||
| Sarah Catherine Haubold | Registered representative | Nov 2025 (1y) | ||
| Kim Ann Churchill | Registered representative | Dec 2025 (1y) | ||
| Bart Charles Carletto | Registered representative | Dec 2025 (1y) | ||
| Adam Garrick Wittan | Registered representative | Jan 2026 (1y) | ||
| Christian Robert Gannon | Registered representative | Jan 2026 (1y) | ||
| Elizabeth Rebecca Olson | Registered representative | Jan 2026 (1y) | ||
| Olea Rykhlov | Registered representative | CFP | Feb 2026 (0y) | |
| Anders Arne Wesley | Registered representative | May 2026 (0y) | ||
| Kelly Montoya Montague | Registered representative | May 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Fifth Third Bank, National Association | Owner | Dec 2020 | A | 75% or more |
| Fifth Third Financial Corporation | Shareholder | Jan 2001 | B | ≈ 56.25% – 100% via Fifth Third Bank, National Association |
| Fifth Third Bancorp | Shareholder | Jan 2001 | B | ≈ 42.19% – 100% via Fifth Third Financial Corporation |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Fifth Third Financial Corporation: 75% – 100% of Fifth Third Bank, National Association × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Fifth Third Bancorp: 75% – 100% of Fifth Third Financial Corporation × 75% – 100% of Fifth Third Bank, National Association × 75% – 100% direct ≈ 42.19% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (5, $9.1M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Pine Crest Map 2009 Llc | Real Estate Fund | $4.8M | $167K | 32 |
| Pine Crest Global Asset Fund Llc | Real Estate Fund | $3.6M | $100K | 88 |
| Pine Crest Partners Ii Llc | Private Equity Fund | $383K | $50.0K | 67 |
| Pine Crest Actis Emerging Markets Fund Llc | Private Equity Fund | $125K | $250K | 13 |
| Pine Crest Partners I Llc | Private Equity Fund | $74.8K | $50.0K | 52 |
From Form ADV Section 7.B private fund reporting.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Painting Industry Annuity Fund | Board Of Trustees Of The Painting Industry Annuity Fund | 5,406 | $884M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 2.19 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: THE CFPB CONDUCTED A JOINT INVESTIGATION WITH THE CIVIL RIGHTS DIVISION OF THE DOJ OF THE INDIRECT AUTO LENDING ACTIVITIES OF FIFTH THIRD BANK AND FIFTH THIRD BANK'S COMPLIANCE WITH THE EQUAL CREDIT OPPORTUNITY ACT (ECOA), 15 U.S.C. §§ 16911691F, AND ITS IMPLEMENTING REGULATION, REGULATION B, 12 C.F.R. PT. 1002. THE CFPB HAS IDENTIFIED THE FOLLOWING VIOLATIONS: FIFTH THIRD BANK VIOLATED THE ECOA AND REGULATION B BY PERMITTING DEALERS TO CHARGE HIGHER INTEREST RATES TO CONSUMER AUTO LOAN BORROWERS ON THE BASIS OF RACE AND NATIONAL ORIGIN. THE DOJ HAS ALLEGED THE SAME VIOLATIONS IN A CIVIL ACTION FILED IN THE UNITED STATES DISTRICT COURT FOR THE SOUTHERN DISTRICT OF OHIO STYLED UNITED STATES OF AMERICA V. FIFTH THIRD BANK, FILED ON OR ABOUT SEPTEMBER 28, 2015.THE CFPB HEREBY ISSUES, PURSUANT TO SECTIONS 1053 AND 1055 OF THE CONSUMER FINANCIAL PROTECTION ACT OF 2010 (CFPA), 12 U.S.C. §§ 5563, 5565, THIS CONSENT ORDER IN COORDINATION WITH THE DOJ. Status: Final Sanction Detail: FIFTH THIRD BANK IS REQUIRED TO PAY $18 MILLION (EIGHTEEN MILLION DOLLARS) IN REDRESS TO AFFECTED CONSUMERS WHO WERE OVERCHARGED. FIFTH THIRD BANK SHALL RECEIVE A CREDIT OF NO LESS THAN $5 MILLION (FIVE MILLION DOLLARS) AND NO MORE THAN $6 MILLION (SIX MILLION DOLLARS) FOR REMEDIATION IT HAS ALREADY PROVIDED TO AFFECTED CONSUMERS. FIFTH THIRD BANK HAS DEPOSITED $12 MILLION (TWELVE MILLION DOLLARS) IN AN ESCROW ACCOUNT FOR THE PURPOSE OF PROVIDING REDRESS TO AFFECTED CONSUMERS WHO WERE OVERCHARGED. Summary: SEE ABOVE
Allegations: THE CFPB HAS REVIEWED THE MARKETING AND ADMINISTRATION OF THE DEBT PROTECTION CREDIT CARD "ADD-ON" PRODUCT OF FIFTH THIRD BANK AND HAS IDENTIFIED VIOLATIONS OF SECTIONS 1031 AND 1036 OF THE CONSUMER FINANCIAL PROTECTION ACT OF 2010 (CFPA), 12 U.S.C. §§ SS31, SS36. UNDER SECTIONS 1053 AND 1056 OF THE CFPA, 12 U.S.C. §§ 5563, 5565. Status: Final Sanction Detail: FIFTH THIRD BANK TO PAY A CIVIL MONEY PENALTY OF FIVE HUNDRED THOUSAND DOLLARS TO THE CFPB. CIVIL MONEY PENALTY WAS PAID ON 10/06/2015. Summary: SEE ABOVE
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
Custody
Reported custodians
- Fidelity Brokerage Services $3.4B (44% of AUM) Mar 2026
- Fifth Third Bank $3.1B (40% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 29, 2026.
View current Form ADV (SEC/IAPD) ↗