Galliott Capital Advisors, Llc
- Regulatory AUM
- $249M
- Discretionary
- $198M
- Clients
- 113
- Avg AUM / client
- $2.2M
- Accounts
- 113
- Employees
- 6
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 21 | $4.3M | 1.72% |
| High net worth individuals | 51 | $111M | 44.5% |
| Pooled investment vehicles (non-investment companies) | 5 | $40.4M | 16.2% |
| Pension and profit sharing plans | 4 | $8.4M | 3.36% |
| Insurance companies | 1 | $24.3M | 9.75% |
| Corporations and other businesses | 31 | $60.8M | 24.4% |
Private funds (5)
Reported in Form ADV Section 7.B.(1), filing of Oct 2024 · $33.6M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Gcap Ventures Olivela Llc | Private Equity Fund | Delaware | $17.0M | 1 |
| Gcap Spc | Private Equity Fund | Cayman Islands | $8.3M | 29 |
| Gcap Ventures Taskmaverick Llc | Private Equity Fund | Delaware | $5.0M | 11 |
| Gcap Ventures Taskmaverick 2 Llc | Private Equity Fund | Delaware | $1.9M | 8 |
| Gcap Ventures Alice Technologies Llc | Venture Capital Fund | Delaware | $1.4M | 17 |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Ahsoo Ahn | Cao | Mar 2020 (6y) | Less than 5% | |
| Antoine Nabih Souma | Member | Mar 2020 (6y) | ≈ 42.19% – 100% via Galliott Llc | |
| Robert Mourad | Cio | CFP | Jul 2023 (3y) | Less than 5% |
| Zenia Lisette Delgado | Coo/ Cco | Mar 2024 (2y) | Less than 5% | |
| Azelia Aguilar Betancourt | Registered representative | Apr 2021 (5y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Galliott Finance One, Inc | Shareholder | Jul 2020 | A | 75% or more |
| Galliott Llc | Managing Member | Jul 2020 | B | ≈ 56.25% – 100% via Galliott Finance One, Inc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Antoine Nabih Souma: 75% – 100% of Galliott Llc × 75% – 100% of Galliott Finance One, Inc × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Galliott Llc: 75% – 100% of Galliott Finance One, Inc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (5, $33.6M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Gcap Ventures Olivela Llc | Private Equity Fund | $17.0M | $0 | 1 |
| Gcap Spc | Private Equity Fund | $8.3M | $0 | 29 |
| Gcap Ventures Taskmaverick Llc | Private Equity Fund | $5.0M | $0 | 11 |
| Gcap Ventures Taskmaverick 2 Llc | Private Equity Fund | $1.9M | $0 | 8 |
| Gcap Ventures Alice Technologies Llc | Venture Capital Fund | $1.4M | $0 | 17 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 2.1 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: ON DECEMBER 2, 2022, FINRA SENT A REQUEST TO SOUMA PURSUANT TO FINRA RULE 8210 SEEKING INFORMATION AND DOCUMENTS IN CONNECTION WITH AN INVESTIGATION INTO SOUMA'S COMPLIANCE WITH FINRA RULE 3280 CONCERNING PARTICIPATION IN PRIVATE SECURITIES TRANSACTIONS. ON DECEMBER 12, 2022, FINRA SENT AN ADDITIONAL REQUEST TO SOUMA PURSUANT TO FINRA RULE 8210 IN CONNECTION WITH AN ONGOING CUSTOMER ARBITRATION FILED AGAINST SOUMA. AS STATED DURING HIS COUNSEL'S PHONE CALL WITH FINRA ON DECEMBER 20, 2022, AND BY THIS AGREEMENT, SOUMA ACKNOWLEDGES THAT HE RECEIVED FINRA'S REQUESTS AND WILL NOT PROVIDE THE INFORMATION AND DOCUMENTS REQUESTED. BY REFUSING TO PROVIDE THE INFORMATION AND DOCUMENTS AS REQUESTED PURSUANT TO FINRA RULE 8210, SOUMA VIOLATED FINRA RULES 8210 AND 2010 Status: Final Sanction Detail: PERMANENT BAR IN ALL CAPACITIES, STARTING 02/21/2023 Summary: RESPONDENT ANTOINE NABIH SOUMA SUBMITTED A LETTER OF ACCEPTANCE, WAIVER, AND CONSENT (AWC) FOR THE PURPOSE OF PROPOSING A SETTLEMENT OF THE ALLEGED RULE VIOLATIONS DESCRIBED ABOVE. THE AWC WAS SUBMITTED ON THE CONDITION THAT, IF ACCEPTED, FLNRA WILL NOT BRING ANY FUTURE ACTIONS AGAINST RESPONDENT ALLEGING VIOLATIONS BASED ON THE SAME FACTUAL FINDINGS DESCRIBED IN THE AWC
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Performance-based fees
- • Other fees
- • CONSULTING
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Pershing $52.8M (21% of AUM) Mar 2026
- Wells Fargo $35.8M (14% of AUM) Mar 2026
- Bridge Bank $35.1M (30% of AUM) Oct 2024
- UBS $33.5M (13% of AUM) Mar 2025
- Vontobel $21.3M (9% of AUM) Mar 2026
- Morgan Stanley $17.7M (7% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗