Copper Beech Financial Group, Llc
- Regulatory AUM
- $197M
- Discretionary
- $141M
- Clients
- 201
- Avg AUM / client
- $982K
- Accounts
- 584
- Employees
- 9
AUM over time
Annual snapshots from Form ADV filings · as of Mar 12, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 58 | $21.6M | 11.0% |
| High net worth individuals | 60 | $86.8M | 44.0% |
| Pension and profit sharing plans | 27 | $6.9M | 3.52% |
| Insurance companies | 35 | $59.0M | 29.9% |
| Corporations and other businesses | 21 | $23.1M | 11.7% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| John Parise | Chief Executive Officer | Jan 2021 (6y) | Less than 5% | |
| Michael Parise | Chief Compliance Officer | Jan 2021 (6y) | Less than 5% | |
| Moison, Peter, Raddin | Owner | Sep 2022 (4y) | ≈ 21.09% – 75% via Castle Reinsurance Ltd Pcc F/B/O Bayside Irrevocable Trust | |
| Cody Baldwin | Registered representative | Jan 2024 (3y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Cb Tree Holdings, Llc | Holding Company | Jul 2021 | A | 75% or more |
| Castle Reinsurance Ltd Pcc F/B/O Bayside Irrevocable Trust | Owner | Sep 2022 | B | ≈ 28.13% – 75% via Sa 1127, Llc |
| Castle Reinsurance Ltd Pcc F/B/O Sand Point Irrevocable Trust | Owner | Sep 2022 | B | ≈ 28.13% – 75% via Sa 1128, Llc |
| Sa 1127, Llc | Owner | Sep 2022 | B | ≈ 37.5% – 75% via Cb Tree Holdings, Llc |
| Sa 1128, Llc | Owner | Sep 2022 | B | ≈ 37.5% – 75% via Cb Tree Holdings, Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Moison, Peter, Raddin: 75% – 100% of Castle Reinsurance Ltd Pcc F/B/O Bayside Irrevocable Trust × 75% – 100% of Sa 1127, Llc × 50% – 75% of Cb Tree Holdings, Llc × 75% – 100% direct ≈ 21.09% – 75% of the firm
- Castle Reinsurance Ltd Pcc F/B/O Bayside Irrevocable Trust: 75% – 100% of Sa 1127, Llc × 50% – 75% of Cb Tree Holdings, Llc × 75% – 100% direct ≈ 28.13% – 75% of the firm
- Castle Reinsurance Ltd Pcc F/B/O Sand Point Irrevocable Trust: 75% – 100% of Sa 1128, Llc × 50% – 75% of Cb Tree Holdings, Llc × 75% – 100% direct ≈ 28.13% – 75% of the firm
- Sa 1127, Llc: 50% – 75% of Cb Tree Holdings, Llc × 75% – 100% direct ≈ 37.5% – 75% of the firm
- Sa 1128, Llc: 50% – 75% of Cb Tree Holdings, Llc × 75% – 100% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/12/2026 | 998 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Commissions
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Sei Investments Distribution Co. $124M (63% of AUM) Mar 2026
- Fidelity Brokerage Services $73.2M (39% of AUM) Sep 2025
- Pershing $8.6M (5% of AUM) Sep 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 12, 2026.
View current Form ADV (SEC/IAPD) ↗