Retirement Wealth Guidance Llc
State-registered
Institutional / Pension Advisor · Boutique (under $100M)
CRD 313217
· Albuquerque, NM
· www.twitter.com
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ADV data as of Feb 19, 2026
- Regulatory AUM
- $10.5M
- Discretionary
- $2.4M
- Clients
- 14
- Avg AUM / client
- $751K
- Accounts
- 42
- Employees
- 1
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 12 | $1.1M | 10.8% |
| Pension and profit sharing plans | 2 | $9.4M | 89.2% |
People (1)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jose Vicente Sanchez | Registered representative | CFP | Apr 2021 (5y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/19/2026 | 1.02 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Educational seminars/workshops
Custody
Reported custodians
- Ascensus Broker Dealer Services, Llc $8.1M (77% of AUM) Feb 2026
- Truist Financial Corp $2.4M (23% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 19, 2026.
View current Form ADV (SEC/IAPD) ↗