AUMdb

Guerra Pan Advisors, Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 313489 · SEC file 801-120767 · · guerrapanadvisors.com
☆ Save with Pro ADV data as of Feb 10, 2026
Regulatory AUM
$210M
Discretionary
$210M
Clients
85
Avg AUM / client
$2.5M
Accounts
298
Employees
2

AUM over time

$0 $210M
Mar 11, 2021 Feb 10, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Feb 10, 2026

Investments (13F portfolio — 121 positions, $161,667,847)

13F period Mar 31, 2026
#IssuerClassValueShares% of 13F% of AUM
1 Nvidia Corporation COM $12,080,339 69,268 7.47% 5.74%
2 Broadcom Inc COM $8,991,885 29,052 5.56% 4.27%
3 Alphabet Inc CAP STK CL A $8,203,512 28,528 5.07% 3.9%
4 Ishares Tr MSCI USA MIN VOL $6,418,236 69,207 3.97% 3.05%
5 Alphabet Inc CAP STK CL C $6,134,214 21,384 3.79% 2.92%
6 Schwab Strategic Tr US SML CAP ETF $5,754,234 197,876 3.56% 2.73%
7 Jpmorgan Chase & Co COM $5,375,186 18,273 3.32% 2.55%
8 Select Sector Spdr Tr STATE STREET IND $4,944,410 30,572 3.06% 2.35%
9 Crowdstrike Hldgs Inc CL A $4,724,742 12,102 2.92% 2.25%
10 Ishares Tr MSCI USA MMENTM $4,530,990 18,880 2.8% 2.15%
11 Apple Inc COM $4,320,013 17,022 2.67% 2.05%
12 Asml Hldg Nv N Y REGISTRY SHS $4,097,215 3,102 2.53% 1.95%
13 Schwab Strategic Tr US LCAP GR ETF $3,758,790 129,035 2.33% 1.79%
14 Microsoft Corp COM $3,521,797 9,514 2.18% 1.67%
15 Caterpillar Inc COM $3,211,449 4,533 1.99% 1.53%
16 Boeing Co COM $2,970,523 14,925 1.84% 1.41%
17 Cadence Design System Inc COM $2,725,627 9,809 1.69% 1.3%
18 Berkshire Hathaway Inc Del CL B NEW $2,582,409 5,389 1.6% 1.23%
19 Arista Networks Inc COM SHS $2,389,299 19,460 1.48% 1.14%
20 Amazon Com Inc COM $2,226,406 10,690 1.38% 1.06%
21 Ishares Tr EXPANDED TECH $2,203,376 27,525 1.36% 1.05%
22 Visa Inc COM CL A $2,126,561 7,036 1.32% 1.01%
23 Transdigm Group Inc COM $1,856,654 1,602 1.15% 0.88%
24 Delta Air Lines Inc COM NEW $1,838,704 27,658 1.14% 0.87%
25 Lockheed Martin Corp COM $1,802,291 2,982 1.11% 0.86%

Top 25 of 121 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 37 $15.6M 7.43%
High net worth individuals 48 $195M 92.6%

People (2)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Pan, Anna, [No Middle Name] Managing Member And Chief Compliance Officer Mar 2021 (5y) 10% – 25%
Robert Thomas Guerra Managing Member Mar 2021 (5y) 75% or more

Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 02/10/2026 916 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 10, 2026.

View current Form ADV (SEC/IAPD) ↗