H. L. Ormond & Company, Llc
- Regulatory AUM
- $401M
- Discretionary
- $384M
- Clients
- 282
- Avg AUM / client
- $1.4M
- Accounts
- 1,199
- Employees
- 7
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of May 01, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 179 | $54.3M | 13.5% |
| High net worth individuals | 98 | $306M | 76.3% |
| Pension and profit sharing plans | Fewer than 5 clients | $23.0M | 5.73% |
| Charitable organizations | Fewer than 5 clients | $5.8M | 1.45% |
| Corporations and other businesses | 5 | $11.9M | 2.97% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Dew, Sharon, Rouse | Office Administrator And Client Service Associate / Chief Compliance Officer | Apr 2021 (5y) | Less than 5% | |
| Herbert Lyman Ormond | Managing Member / President & Chief Investment Officer | Apr 2021 (5y) | 75% or more | |
| Michelle Ann Corey | Registered representative | Jun 2021 (5y) | ||
| John Keais Hoyt | Registered representative | CFP | Jul 2026 (0y) | |
| Lisa Wooten Hardee | Registered representative | Jul 2026 (0y) | ||
| Tanner Keais Hoyt | Registered representative | CFP | Jul 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/01/2026 | 970 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Raymond James $380M (95% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 01, 2026.
View current Form ADV (SEC/IAPD) ↗