Caf Investments Llc
- Regulatory AUM
- $40.5M
- Discretionary
- $40.5M
- Clients
- 438
- Avg AUM / client
- $92.4K
- Accounts
- 532
- Employees
- 7
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 28, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 387 | $27.6M | 68.3% |
| High net worth individuals | 3 | $3.6M | 8.85% |
| Pooled investment vehicles (non-investment companies) | 1 | $0 | — |
| Pension and profit sharing plans | 30 | $4.6M | 11.3% |
| Corporations and other businesses | 16 | $3.1M | 7.58% |
| Other | 1 | $1.6M | 3.98% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jose Enrique Linares Blasini | Registered representative | Feb 2022 (5y) | ||
| Carlos Feliciano | Registered representative | Jul 2023 (3y) | ||
| Hugo Adrian Vega Calder | Registered representative | Oct 2024 (2y) | ||
| Maria Victoria Colon | Registered representative | Aug 2025 (1y) | ||
| Ashley Marie Ramirez Quiles | Registered representative | Jan 2026 (1y) | ||
| Gabriel Ivan Roman Bibiloni | Registered representative | Mar 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/26/2026 | 1.25 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $40.5M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 28, 2026.
View current Form ADV (SEC/IAPD) ↗