Ubs Trust Company Of Puerto Rico
- Regulatory AUM
- $1.4B
- Discretionary
- $1.4B
- Clients
- 19
- Avg AUM / client
- $72.5M
- Accounts
- 19
- Employees
- 6
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 19 | $1.4B | 100.0% |
People (14)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Ballester, Claudio, Domingo | Member Of The Board Of Directors, Executive Director | Feb 2000 (27y) | Less than 5% | |
| Romanach, Gustavo, Adolfo | Associate Portfolio Manager, Director | Mar 2000 (26y) | Less than 5% | |
| Highley, Leslie, Charles | Managing Director Ubs Asset Managers Of Pr, Member Of The Board | Jan 2001 (26y) | Less than 5% | |
| Rivera, William | Portfolio Manager, Executive Director | Jan 2001 (26y) | Less than 5% | |
| Javier Anibal Rodriguez | Portfolio Manager, Director | Apr 2002 (24y) | Less than 5% | |
| Cuadrado, Heydi, Yacieli | Associate Portfolio Manager, Director | Nov 2003 (23y) | Less than 5% | |
| Vilaro, Maria, Luisa | Fund Management Operations, Associate Director | Mar 2005 (21y) | Less than 5% | |
| Ramos Perez, Edward | Fund Management Operations, Associate Director | Mar 2012 (14y) | Less than 5% | |
| Colon, Luz, Nereida | Chief Compliance Officer, Executive Director | Dec 2013 (13y) | Less than 5% | |
| Grau Brull, Jose, Humberto | Member Of The Board Of Director, Chief Financial Officer, Executive Director | Jan 2014 (13y) | Less than 5% | |
| Ubinas Taylor, Carlos, Verner | Managing Director, Chairman Of The Board | Aug 2014 (12y) | Less than 5% | |
| Casellas, Michelle, Maria | Member Of The Board Of Directors, Executive Director | Nov 2014 (12y) | Less than 5% | |
| Gonzalez, Javier | Member Of The Board Of Directors | Nov 2014 (12y) | Less than 5% | |
| Manz, Alexandre, Cyril | President Of Ubs Trust Company Of Puerto Rico | Oct 2023 (3y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Painwebber Inernational Inc. | Owner | Mar 1997 | A | 75% or more |
| Ubs Americas Inc. | Owner | Mar 2000 | B | ≈ 56.25% – 100% via Painwebber Inernational Inc. |
| Ubs Americas Holding Llc | Shareholder | Aug 2015 | B | ≈ 42.19% – 100% via Ubs Americas Inc. |
| Ubs Ag | Shareholder | Nov 2001 | B | ≈ 31.64% – 100% via Ubs Americas Holding Llc |
| Ubs Group Ag | Shareholder | Nov 2014 | B | ≈ 23.73% – 100% via Ubs Ag |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Ubs Americas Inc.: 75% – 100% of Painwebber Inernational Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Ubs Americas Holding Llc: 75% – 100% of Ubs Americas Inc. × 75% – 100% of Painwebber Inernational Inc. × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Ubs Ag: 75% – 100% of Ubs Americas Holding Llc × 75% – 100% of Ubs Americas Inc. × 75% – 100% of Painwebber Inernational Inc. × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Ubs Group Ag: 75% – 100% of Ubs Ag × 75% – 100% of Ubs Americas Holding Llc × 75% – 100% of Ubs Americas Inc. × 75% – 100% of Painwebber Inernational Inc. × 75% – 100% direct ≈ 23.73% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.54 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: PLAINTIFFS HAD ALLEGED THAT DEFENDANTS CONSPIRED TO BLOCK THE EVOLUTION OF THE STOCKLENDING MARKET FROM AN OVER-THE-COUNTER ENVIRONMENT, IN WHICH STOCK LOANS AREINTERMEDIATED BY PRIME BROKERS, TO A MORE EXCHANGE-LIKE ENVIRONMENT. Status: Final Summary: THE PARTIES REACHED A SETTLEMENT WHICH HAS RECEIVED PRELIMINARY APPROVAL OF THE COURT.THERE WERE NO FINDINGS OR ADMISSIONS,AND DEFENDANTS AFFIRMATIVELY DENIED THE ALLEGATIONSIN THE SETTLEMENT.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for investment companies
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗