Sierra Ocean, Llc
- Regulatory AUM
- $545M
- Discretionary
- $206M
- Clients
- 181
- Avg AUM / client
- $3.0M
- Accounts
- 568
- Employees
- 3
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 26, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 81 | $40.1M | 7.36% |
| High net worth individuals | 74 | $242M | 44.5% |
| Pension and profit sharing plans | 26 | $235M | 43.1% |
| Charitable organizations | Fewer than 5 clients | $12.8M | 2.34% |
| Corporations and other businesses | Fewer than 5 clients | $15.0M | 2.75% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Varni Brothers 401(k) Plan Varni Brothers Corporation | 2024 | |
| Ingomar Packing Company 401 K Profit Sharing Plan Ingomar Packing Company, Llc | 2024 | |
| Hogan Mfg., Inc. Retirement Plan Hogan Mfg., Inc. | 2024 | |
| Center For Human Services 401 K Plan Center For Human Services | 2024 |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jeffrey Scott Burrow | Manager And Chief Compliance Officer | CFP | Jun 2021 (5y) | 75% or more |
| Dezaree Maree Seeds | Registered representative | CFP | Feb 2025 (1y) | |
| Mayra Yadira Meza | Registered representative | Jul 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (4)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Varni Brothers 401(k) Plan | Varni Brothers Corporation | 0 | $0 | 01/01/2024 |
| Ingomar Packing Company 401 K Profit Sharing Plan | Ingomar Packing Company, Llc | 167 | $16.0M | 01/01/2024 |
| Hogan Mfg., Inc. Retirement Plan | Hogan Mfg., Inc. | 202 | $21.7M | 01/01/2024 |
| Center For Human Services 401 K Plan | Center For Human Services | 304 | $7.7M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/26/2026 | 904 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $464M (85% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 26, 2026.
View current Form ADV (SEC/IAPD) ↗