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Wealth Manager · Boutique (under $100M)
CRD 313916
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ADV data as of Dec 04, 2025
- Regulatory AUM
- $53.5M
- Discretionary
- $53.5M
- Clients
- 126
- Avg AUM / client
- $425K
- Accounts
- 277
- Employees
- 7
AUM over time
$0
$53.5M
Oct 7, 2021
Dec 4, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Dec 04, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 117 | $23.5M | 44.0% |
| High net worth individuals | 9 | $28.8M | 53.8% |
| Corporations and other businesses | Fewer than 5 | $1.2M | 2.16% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Other fees
- • NET WORTH PRICING / SUBADVISER FEES
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $37.9M (71% of AUM) Dec 2025
- Altruist Financial $12.3M (23% of AUM) Dec 2025
- Pershing $7.5M (33% of AUM) Jan 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Dec 04, 2025.