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Wealth Manager · Boutique (under $100M)
CRD 314173
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ADV data as of Feb 21, 2026
- Regulatory AUM
- $3.3M
- Discretionary
- $2.8M
- Clients
- 173
- Avg AUM / client
- $19.3K
- Accounts
- 173
- Employees
- 3
AUM over time
$0
$9.6M
Dec 2020
Dec 2025
Annual snapshots from Form ADV filings · as of Feb 21, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 173 | $3.3M | 100.0% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Apex Clearing $273K (8% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 21, 2026.