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Wealth Manager · Small ($100M–$1B)
CRD 314516
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ADV data as of Nov 17, 2025
- Regulatory AUM
- $264M
- Discretionary
- $264M
- Clients
- 193
- Avg AUM / client
- $1.4M
- Accounts
- 197
- Employees
- 8
AUM over time
$0
$299M
Jun 15, 2021
Nov 17, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Nov 17, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 114 | $48.3M | 18.3% |
| High net worth individuals | 74 | $204M | 77.2% |
| Charitable organizations | Fewer than 5 | $7.7M | 2.94% |
| Corporations and other businesses | 5 | $4.0M | 1.51% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- National Financial Services (Fidelity) $237M (90% of AUM) Nov 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Nov 17, 2025.