SW
Strategic Wealth Solutions Llc
State-registered
Wealth Manager · Boutique (under $100M)
CRD 314589
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ADV data as of Apr 21, 2026
- Regulatory AUM
- $35.9M
- Discretionary
- $35.9M
- Clients
- 144
- Avg AUM / client
- $249K
- Accounts
- 259
- Employees
- 3
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 123 | $16.5M | 46.0% |
| High net worth individuals | 7 | $13.2M | 36.9% |
| Pension and profit sharing plans | 14 | $6.2M | 17.1% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| John Joseph Long | Registered representative | Oct 2021 (5y) | ||
| Michael Jason Dopazo | Registered representative | Oct 2021 (5y) | ||
| Deepak Kumar Malhotra | Registered representative | Oct 2021 (5y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/21/2026 | 1.01 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $35.9M (100% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 21, 2026.
View current Form ADV (SEC/IAPD) ↗