T.Rowe Price Investment Management, Inc.
- Regulatory AUM
- $204B
- Discretionary
- $204B
- Clients
- 64
- Avg AUM / client
- $3.2B
- Accounts
- 72
- Employees
- 112
AUM over time
Annual snapshots from Form ADV filings · as of Jul 01, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 36 | $173B | 84.5% |
| Pooled investment vehicles (non-investment companies) | 16 | $27.0B | 13.2% |
| Pension and profit sharing plans | 7 | $3.0B | 1.48% |
| Charitable organizations | Fewer than 5 clients | $85.5M | 0.04% |
| State or municipal government entities | Fewer than 5 clients | $623M | 0.31% |
| Insurance companies | Fewer than 5 clients | $604M | 0.3% |
| Corporations and other businesses | 5 | $158M | 0.08% |
| Other | Fewer than 5 clients | $149M | 0.07% |
People (5)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jackson, Stephon, Anthony | President/Director | May 2021 (5y) | Less than 5% | |
| Oestreicher, David, Nmn | Chief Legal Officer/Director | May 2021 (5y) | Less than 5% | |
| Sharps, Robert, W | Chairman Of The Board/Director | May 2021 (5y) | Less than 5% | |
| Dardis, Jennifer, Benson | Director | Jan 2022 (5y) | Less than 5% | |
| Ferguson, Savonne, L | Chief Compliance Officer | Oct 2024 (2y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| T. Rowe Price Associates, Inc. | Direct Owner | May 2021 | A | 75% or more |
| T. Rowe Price Group, Inc. | Indirect Owner | May 2021 | B | ≈ 56.25% – 100% via T. Rowe Price Associates, Inc. |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- T. Rowe Price Group, Inc.: 75% – 100% of T. Rowe Price Associates, Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/01/2026 | 4.6 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Northern Trust $2.1B (1% of AUM) Jul 2026
- Fidelity Management Trust Company $851M (0% of AUM) Jul 2026
- State Street $848M (0% of AUM) Jul 2026
- BNY Mellon $529M (0% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 01, 2026.
View current Form ADV (SEC/IAPD) ↗