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Institutional / Pension Advisor · Mid-sized ($1B–$10B)
CRD 314777
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ADV data as of Mar 04, 2025
- Regulatory AUM
- $1.3B
- Discretionary
- $1.3B
- Clients
- 50
- Avg AUM / client
- $25.2M
- Accounts
- 50
- Employees
- 7
AUM over time
$0
$1.3B
Nov 29, 2021
Mar 4, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 04, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1 | $56.0K | 0.0% |
| Pension and profit sharing plans | 49 | $1.3B | 100.0% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Other services
Custody
Reported custodians
- Argent Trust Company $1.2B (96% of AUM) Mar 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 04, 2025.