Caterer Goodman Partners Ltd
- Regulatory AUM
- $15.3M
- Discretionary
- $9.4M
- Clients
- 68
- Avg AUM / client
- $225K
- Accounts
- 88
- Employees
- 2
AUM over time
Annual snapshots from Form ADV filings · as of Mar 25, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 65 | $11.1M | 72.5% |
| High net worth individuals | 3 | $4.2M | 27.5% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Owen Terry Caterer | Sole Director Of Corporate Trustee Caterer Liu Worldwide Pty Ltd. & Shareholder | May 2012 (14y) | ≈ 56.25% – 100% via Caterer Liu Worldwide Pty Ltd | |
| Liu, Jia | Shareholder | Jan 2018 (9y) | ≈ 18.75% – 50% via Caterer Liu Worldwide Pty Ltd | |
| William Henry Longstreet | Registered representative | Sep 2021 (5y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Caterer Liu Worldwide Pty Ltd | Owner & Corporate Trustee | Jan 2018 | A | 75% or more |
| Caterer Liu Trust | Trust | Jan 2018 | A | Less than 5% |
| Caterer Liu Trust | Trust | Jan 2018 | B | GP / trustee / elected manager of Caterer Liu Worldwide Pty Ltd (indirect) |
| Caterer Liu Worldwide Pty Ltd | Corporate Trustee To Caterer Liu Trust | Jan 2018 | B | GP / trustee / elected manager of Caterer Liu Trust (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Owen Terry Caterer: 75% – 100% of Caterer Liu Worldwide Pty Ltd × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Liu, Jia: 25% – 50% of Caterer Liu Worldwide Pty Ltd × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/25/2026 | 1.01 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Interactive Brokers $9.4M (62% of AUM) Mar 2026
- Citigroup Global Markets Inc. $4.0M (26% of AUM) Mar 2026
- Northern Trust $1.2M (8% of AUM) Mar 2026
- BNY Mellon $370K (2% of AUM) Mar 2026
- Zurich International Life Limited $287K (2% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 25, 2026.
View current Form ADV (SEC/IAPD) ↗