Lionheart Strategic Management, Llc
- Regulatory AUM
- $509M
- Discretionary
- $12.4M
- Clients
- 9
- Avg AUM / client
- $56.5M
- Accounts
- 9
- Employees
- 14
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 1 | $12.4M | 2.44% |
| Other investment advisers | 8 | $496M | 97.6% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $22.4M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Lionheart Mezzanine Capital Investors, Lp | Real Estate Fund | Delaware | $22.4M | 5 |
People (3)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Klein, Andrew, Philip | Managing Director | Jul 2017 (9y) | Less than 5% | |
| Post, Sebastian, Johan Lipka | Managing Director | Jul 2017 (9y) | Less than 5% | |
| Mandelbaum, Andrew, Nmn | Chief Compliance Officer | Jan 2024 (3y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Lsm Master Holding Company Llc | Sole Member | Mar 2023 | A | 75% or more |
| Lionheart Strategic Management Holdco Llc | Member | Mar 2023 | B | ≈ 56.25% – 100% via Lsm Master Holding Company Llc |
| Lsm Management Llc | Member | Mar 2023 | B | ≈ 18.75% – 50% via Lsm Master Holding Company Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Lionheart Strategic Management Holdco Llc: 75% – 100% of Lsm Master Holding Company Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Lsm Management Llc: 25% – 50% of Lsm Master Holding Company Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $22.4M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Lionheart Mezzanine Capital Investors, Lp | Real Estate Fund | $22.4M | $0 | 5 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.23 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- J.P. Morgan $305M (85% of AUM) Feb 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗