Pondera Holdings Llc
- Regulatory AUM
- $564M
- Discretionary
- $564M
- Clients
- 8
- Avg AUM / client
- $70.5M
- Accounts
- 8
- Employees
- 5
AUM over time
Annual snapshots from Form ADV filings · as of May 21, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 8 | $564M | 100.0% |
Private funds (8)
Reported in Form ADV Section 7.B.(1), filing of Jun 2024 · $268M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Fund #5 | Private Equity Fund | Delaware | $99.4M | 38 |
| Fund #1 | Private Equity Fund | Delaware | $60.9M | 41 |
| Fund #2 | Private Equity Fund | Delaware | $25.3M | 17 |
| Fund #4 | Private Equity Fund | Delaware | $23.5M | 1 |
| Fund #6 | Private Equity Fund | Delaware | $21.0M | 27 |
| Fund #8 | Private Equity Fund | Delaware | $15.4M | 38 |
| Fund #3 | Private Equity Fund | Delaware | $13.7M | 4 |
| Fund #7 | Private Equity Fund | Delaware | $8.5M | 29 |
People (5)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Barkett, Seth, Gustav | Member | Jul 2016 (10y) | 25% – 50% of Rda Capital Advisors, Llc (indirect) | |
| Casto, Scott, Allan | Managing Member | Jul 2016 (10y) | ≈ 25% – 56.25% via Cmt Investments Llc | |
| Johnson, Joseph, Dylan | Member | Jul 2016 (10y) | 25% – 50% of Jdj Capital Advisors, Llc (indirect) | |
| Lueders, Jan Dirk | Managing Member | Jul 2016 (10y) | ≈ 25% – 56.25% via Cmt Investments Llc | |
| Kaye, Peter, Jeremiah | Chief Financial Officer & Chief Compliance Officer | Apr 2022 (4y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Cmt Investments Llc | Member | Jul 2016 | A | 50% – 75% |
Undisclosed: 20% – 50% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Casto, Scott, Allan: 50% – 75% of Cmt Investments Llc × 50% – 75% direct ≈ 25% – 56.25% of the firm
- Lueders, Jan Dirk: 50% – 75% of Cmt Investments Llc × 50% – 75% direct ≈ 25% – 56.25% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (8, $268M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Fund #5 | Private Equity Fund | $99.4M | $0 | 38 |
| Fund #1 | Private Equity Fund | $60.9M | $0 | 41 |
| Fund #2 | Private Equity Fund | $25.3M | $0 | 17 |
| Fund #4 | Private Equity Fund | $23.5M | $0 | 1 |
| Fund #6 | Private Equity Fund | $21.0M | $0 | 27 |
| Fund #8 | Private Equity Fund | $15.4M | $0 | 38 |
| Fund #3 | Private Equity Fund | $13.7M | $0 | 4 |
| Fund #7 | Private Equity Fund | $8.5M | $0 | 29 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/21/2026 | 2.59 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Performance-based fees
- • Other fees
- • A PERCENTAGE OF ADJUSTED EBITDA
Services
- • Portfolio management for pooled investment vehicles
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 21, 2026.
View current Form ADV (SEC/IAPD) ↗