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Wealth Manager · Boutique (under $100M)
CRD 315181
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ADV data as of Mar 31, 2025
- Regulatory AUM
- $43.7M
- Discretionary
- $43.0M
- Clients
- 77
- Avg AUM / client
- $568K
- Accounts
- 77
- Employees
- 3
AUM over time
$0
$129M
May 26, 2021
Mar 31, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 31, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 64 | $32.6M | 74.6% |
| Pooled investment vehicles (non-investment companies) | 3 | $5.0M | 11.4% |
| Charitable organizations | 1 | $344K | 0.79% |
| Corporations and other businesses | 9 | $5.8M | 13.3% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
Custody
Reported custodians
- Fidelity Distributors Company Llc $26.3M (60% of AUM) Mar 2025
- Charles Schwab & Co. $13.7M (31% of AUM) Mar 2025
- State Street $3.0M (4% of AUM) Apr 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2025.