Wealth Effects Llc
- Regulatory AUM
- $472M
- Discretionary
- $472M
- Clients
- 602
- Avg AUM / client
- $784K
- Accounts
- 988
- Employees
- 17
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 13, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 496 | $319M | 67.6% |
| High net worth individuals | 100 | $150M | 31.8% |
| Pension and profit sharing plans | Fewer than 5 clients | $1.0M | 0.21% |
| Charitable organizations | 6 | $2.0M | 0.42% |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| William Anthony Liberti | Chief Executive Officer And Chief Compliance Officer | May 2021 (5y) | 75% or more | |
| Warner Whitman Wayne | Registered representative | Nov 2022 (4y) | ||
| Bernard Katz | Registered representative | Feb 2023 (3y) | ||
| Charles K Pouliot | Registered representative | Oct 2023 (3y) | ||
| Brian Thomas Burkhart | Registered representative | Feb 2024 (2y) | ||
| Jeffrey Stephen Mchale | Registered representative | Jun 2024 (2y) | ||
| Derek Chase Liberti | Registered representative | Jun 2025 (1y) | ||
| Stanton Focht Weissenborn | Registered representative | Jan 2026 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/13/2026 | 975 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Fidelity Brokerage Services $472M (100% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 13, 2026.
View current Form ADV (SEC/IAPD) ↗