Badgley Phelps Wealth Managers, Llc
SEC-registered
Wealth Manager · Mid-sized ($1B–$10B)
CRD 315440
· SEC file 801-121830
· Seattle, WA
· LINKEDIN.COM
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ADV data as of Mar 31, 2026
- Regulatory AUM
- $7.3B
- Discretionary
- $6.9B
- Clients
- 1,356
- Avg AUM / client
- $5.4M
- Accounts
- 3,486
- Employees
- 45
AUM over time
$0
$7.3B
Jun 2021
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 259 | $93.3M | 1.28% |
| High net worth individuals | 1,023 | $6.9B | 94.3% |
| Charitable organizations | 17 | $118M | 1.61% |
| Corporations and other businesses | 57 | $205M | 2.81% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Wpmg 401(k) Retirement Savings Plan Washington Permanente Medical Group, P.C. | 2024 | |
| Schwabplan Retirement Savings And Investment Plan The Charles Schwab Corporation | 2024 |
People (27)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Calvin Mandel Spranger | Fixed Income Manager And Wealth Manager | CFA Chartered Investment Counselor | Jun 2021 (5y) | Less than 5% |
| Curtis Lee Pepin | Director Of Marketing | Jun 2021 (5y) | Less than 5% | |
| James Kevin Callaghan | Chairman | Jun 2021 (5y) | Less than 5% | |
| Julie Louise Parisio Roy | Chief Executive Officer And Wealth Manager | CFP CFA | Jun 2021 (5y) | Less than 5% |
| Steven Clemmer Phelps | Chief Investment Officer And Wealth Manager | CFA Chartered Investment Counselor | Jun 2021 (5y) | Less than 5% |
| Timothy John Thomas | Director Of Research And Wealth Manager | CFA | Jun 2021 (5y) | Less than 5% |
| Katherine Dewert Wham | Wealth Manager | CFA | Aug 2021 (5y) | Less than 5% |
| Megan Elizabeth Wiley | Financial Planner | CFP | Aug 2021 (5y) | Less than 5% |
| Patrick David Rodgers | Wealth Manager | Aug 2021 (5y) | Less than 5% | |
| Spratt, David, Steven | Chief Compliance Officer And Director Of Business Adminstration | Dec 2023 (3y) | Less than 5% | |
| Edwin James Sondgroth | Registered representative | CFA | Aug 2021 (5y) | |
| Michael John Schultz | Registered representative | Chartered Financial Consultant | Aug 2021 (5y) | |
| Michael Robert Gerke | Registered representative | Aug 2021 (5y) | ||
| Mitchell T Steiner | Registered representative | Aug 2021 (5y) | ||
| Natalie Athena Mackey | Registered representative | Aug 2021 (5y) | ||
| Wendy Leigh Taylor | Registered representative | Aug 2021 (5y) | ||
| Kelsey Elizabeth Lichttenegger | Registered representative | Aug 2022 (4y) | ||
| Anna Josephine Inveen | Registered representative | CFP | Nov 2022 (4y) | |
| Johan Erik Strand | Registered representative | CFA | Mar 2023 (3y) | |
| Soren Milo Erickson | Registered representative | CFA | Feb 2024 (2y) | |
| Jacob Crawford Koodrich | Registered representative | CFA | Feb 2024 (2y) | |
| David Michael Berdine | Registered representative | Jun 2024 (2y) | ||
| Ben James Duncanson | Registered representative | CFP | Mar 2025 (1y) | |
| Emily Perkins | Registered representative | May 2025 (1y) | ||
| Gregory Scott Robinson | Registered representative | CFA | Nov 2025 (1y) | |
| Howard Davis Miracle | Registered representative | Nov 2025 (1y) | ||
| Payton Priscilla Chipley | Registered representative | Mar 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Focus Operating, Llc | Member (Manager) | Jun 2021 | A | 75% or more |
| Focus Financial Partners, Llc | Member | Jan 2007 | B | ≈ 56.25% – 100% via Focus Operating, Llc |
| Focus Financial Partners Inc. | Member | Jul 2018 | B | ≈ 42.19% – 100% via Focus Financial Partners, Llc |
| Ferdinand Ffp Ultimate Holdings, Lp | Shareholder, Class B Common Stock | Aug 2023 | B | ≈ 31.64% – 100% via Focus Financial Partners Inc. |
| Ferdinand Ffp Acquisition, Llc | Shareholder, Class A Common Stock | Aug 2023 | B | ≈ 31.64% – 100% via Focus Financial Partners Inc. |
| Ferdinand Ffp Intermediate Holdings, Llc | Member | Aug 2023 | B | ≈ 23.73% – 100% via Ferdinand Ffp Acquisition, Llc |
| Ferdinand Ffp Parent, Inc. | Member | Aug 2023 | B | ≈ 17.8% – 100% via Ferdinand Ffp Intermediate Holdings, Llc |
| Cd&R Ferdinand Holdings, L.P. | Partner | Aug 2023 | B | ≈ 15.82% – 75% via Ferdinand Ffp Ultimate Holdings, Lp |
| Clayton Dubilier & Rice Fund Xii, L.P. | Partner | Aug 2023 | B | ≈ 7.91% – 56.25% via Cd&R Ferdinand Holdings, L.P. |
| Cd&R Ferdinand Co Investor, L.P. | Partner | Aug 2023 | B | ≈ 3.96% – 37.5% via Cd&R Ferdinand Holdings, L.P. |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Focus Financial Partners, Llc: 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Focus Financial Partners Inc.: 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Ferdinand Ffp Ultimate Holdings, Lp: 75% – 100% of Focus Financial Partners Inc. × 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Ferdinand Ffp Acquisition, Llc: 75% – 100% of Focus Financial Partners Inc. × 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Ferdinand Ffp Intermediate Holdings, Llc: 75% – 100% of Ferdinand Ffp Acquisition, Llc × 75% – 100% of Focus Financial Partners Inc. × 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 23.73% – 100% of the firm
- Ferdinand Ffp Parent, Inc.: 75% – 100% of Ferdinand Ffp Intermediate Holdings, Llc × 75% – 100% of Ferdinand Ffp Acquisition, Llc × 75% – 100% of Focus Financial Partners Inc. × 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 17.8% – 100% of the firm
- Cd&R Ferdinand Holdings, L.P.: 50% – 75% of Ferdinand Ffp Ultimate Holdings, Lp × 75% – 100% of Focus Financial Partners Inc. × 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 15.82% – 75% of the firm
- Clayton Dubilier & Rice Fund Xii, L.P.: 50% – 75% of Cd&R Ferdinand Holdings, L.P. × 50% – 75% of Ferdinand Ffp Ultimate Holdings, Lp × 75% – 100% of Focus Financial Partners Inc. × 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 7.91% – 56.25% of the firm
- Cd&R Ferdinand Co Investor, L.P.: 25% – 50% of Cd&R Ferdinand Holdings, L.P. × 50% – 75% of Ferdinand Ffp Ultimate Holdings, Lp × 75% – 100% of Focus Financial Partners Inc. × 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 3.96% – 37.5% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Wpmg 401(k) Retirement Savings Plan | Washington Permanente Medical Group, P.C. | 1,654 | $1.5B | 01/01/2024 |
| Schwabplan Retirement Savings And Investment Plan | The Charles Schwab Corporation | 32,145 | $8.9B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.16 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • REVENUE SHARING WITH OUR AFFILIATE, FOCUS RISK SOLUTIONS, UPTIQ
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $5.7B (78% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗