Horizon Family Wealth, Inc.
- Regulatory AUM
- $279M
- Discretionary
- $279M
- Clients
- 94
- Avg AUM / client
- $3.0M
- Accounts
- 418
- Employees
- 2
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 14, 2026
Investments (13F portfolio — 88 positions, $189,272,717)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Spdr Series Trust | STATE STREET SPD | $17,355,122 | 174,529 | 9.17% | 6.22% |
| 2 | Vanguard Index Fds | GROWTH ETF | $14,214,000 | 32,542 | 7.51% | 5.1% |
| 3 | Goldman Sachs Etf Tr | ACTIVEBETA INT | $13,681,194 | 317,208 | 7.23% | 4.91% |
| 4 | Goldman Sachs Etf Tr | ACTIVEBETA US LG | $11,665,006 | 93,223 | 6.16% | 4.18% |
| 5 | Ishares Tr | S&P 500 GRWT ETF | $11,087,934 | 98,028 | 5.86% | 3.98% |
| 6 | Putnam Etf Trust | FOCUSED LAR CAP | $8,568,363 | 184,663 | 4.53% | 3.07% |
| 7 | Vanguard Index Fds | MID CAP ETF | $8,233,882 | 28,672 | 4.35% | 2.95% |
| 8 | Spdr Series Trust | STATE STREET SPD | $5,249,077 | 92,773 | 2.77% | 1.88% |
| 9 | Berkshire Hathaway Inc Del | CL B NEW | $5,074,728 | 10,590 | 2.68% | 1.82% |
| 10 | Invesco Exchange Traded Fd T | S&P SML600 GWT | $4,832,165 | 84,834 | 2.55% | 1.73% |
| 11 | Ishares Tr | INTL EQTY FACTOR | $4,336,523 | 111,307 | 2.29% | 1.56% |
| 12 | 2023 Etf Series Trust | BRANDES INTERNAT | $4,084,171 | 99,082 | 2.16% | 1.46% |
| 13 | Invesco Exch Traded Fd Tr Ii | S&P 500 HIGH DIV | $3,653,046 | 105,576 | 1.93% | 1.31% |
| 14 | Invesco Exchange Traded Fd T | LARGE CAP VALUE | $3,650,295 | 52,364 | 1.93% | 1.31% |
| 15 | Vanguard Index Fds | SMALL CP ETF | $3,334,815 | 12,732 | 1.76% | 1.2% |
| 16 | J P Morgan Exchange Traded F | BETABUILDERS I | $3,283,031 | 44,899 | 1.73% | 1.18% |
| 17 | Ishares Tr | MRGSTR MD CP GRW | $3,200,706 | 40,634 | 1.69% | 1.15% |
| 18 | Janus Detroit Str Tr | HENDERSN CAP ETF | $3,135,365 | 44,772 | 1.66% | 1.12% |
| 19 | Ishares Tr | S&P MC 400GR ETF | $2,858,087 | 28,405 | 1.51% | 1.03% |
| 20 | Ishares Tr | 0-3 MNTH TREASRY | $2,481,058 | 24,648 | 1.31% | 0.89% |
| 21 | Invesco Exchange Traded Fd T | S&P MDCP QUALITY | $2,470,450 | 23,899 | 1.31% | 0.89% |
| 22 | Spdr Series Trust | STATE STREET SPD | $2,442,302 | 51,062 | 1.29% | 0.88% |
| 23 | Vanguard World Fd | FINANCIALS ETF | $2,419,373 | 20,026 | 1.28% | 0.87% |
| 24 | Carillon Ser Tr | RJ EAGLE VERTICA | $2,408,346 | 96,619 | 1.27% | 0.86% |
| 25 | Nvidia Corporation | COM | $1,958,609 | 11,230 | 1.03% | 0.7% |
Top 25 of 88 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 29 | $9.0M | 3.24% |
| High net worth individuals | 64 | $270M | 96.8% |
| Corporations and other businesses | 1 | $2.5K | 0.0% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Joseph Blane Shea | Managing Partner And Chief Compliance Officer | Aug 2021 (5y) | 75% or more | |
| Sharese Nicole Abbadessa | Registered representative | Feb 2025 (2y) | ||
| Charles Edward Morris | Registered representative | Apr 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/14/2026 | 918 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Raymond James $252M (90% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 14, 2026.
View current Form ADV (SEC/IAPD) ↗