Dub Advisors Llc
- Regulatory AUM
- $81.8M
- Discretionary
- $81.8M
- Clients
- 27,037
- Avg AUM / client
- $3.0K
- Accounts
- 27,037
- Employees
- 8
AUM over time
Annual snapshots from Form ADV filings · as of Jun 11, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 24,811 | $61.6M | 75.4% |
| High net worth individuals | 2,226 | $20.1M | 24.6% |
People (2)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Wang, Steven, Yuchi | Member | Jun 2021 (5y) | Less than 5% | |
| Ramirez, Justin, Matthew | Chief Compliance Officer And Chief Executive Officer | Oct 2021 (5y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Dasta Incorporated | Parent Company | May 2021 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/11/2026 | 1.04 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Other fees
- • SUBSCRIPTION FEES
Services
- • Publication of periodicals or newsletters
- • Other services
Custody
Reported custodians
- Apex Clearing $13.8M (17% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 11, 2026.
View current Form ADV (SEC/IAPD) ↗