Beagle Invest, Llc
- Regulatory AUM
- $26.4M
- Discretionary
- $26.4M
- Clients
- 2,512
- Avg AUM / client
- $10.5K
- Accounts
- 2,512
- Employees
- 5
AUM over time
Annual snapshots from Form ADV filings · as of Jun 17, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 2,512 | $26.4M | 100.0% |
People (2)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jiao, Shuo | Owner & Chief Compliance Officer | Jun 2021 (5y) | ≈ 18.75% – 50% via Beagle Financial Services, Inc | |
| Tha, Jeffrey, Soemoe | Owner & Chief Compliance Officer | Jun 2021 (5y) | GP / trustee / elected manager of Beagle Financial Services, Inc (indirect) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Beagle Financial Services, Inc | Owner | Jun 2021 | A | 75% or more |
| Ghazanfar, Cyrus | Owner | Jun 2021 | B | GP / trustee / elected manager of Beagle Financial Services, Inc (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Jiao, Shuo: 25% – 50% of Beagle Financial Services, Inc × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/17/2026 | 895 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Apex Clearing $26.4M (100% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 17, 2026.
View current Form ADV (SEC/IAPD) ↗