Discipline Wealth Solutions, Inc.
- Regulatory AUM
- $747M
- Discretionary
- $742M
- Clients
- 1,946
- Avg AUM / client
- $384K
- Accounts
- 1,900
- Employees
- 18
AUM over time
Annual snapshots from Form ADV filings · as of Jun 01, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,673 | $287M | 38.5% |
| High net worth individuals | 246 | $426M | 57.0% |
| Pension and profit sharing plans | 27 | $33.5M | 4.49% |
| Charitable organizations | Fewer than 5 clients | $61.7K | 0.01% |
People (18)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| James Bryan Keith Ballentine | Managing Principal | CFP | Jun 2021 (5y) | 75% or more |
| Anthony R Colancecco | Chief Compliance Officer | CFP | Dec 2023 (3y) | Less than 5% |
| James Alan Studer | Registered representative | Mar 2024 (2y) | ||
| Brooks Eugene Stahlnecker | Registered representative | Apr 2024 (2y) | ||
| Joseph W Petry | Registered representative | Aug 2024 (2y) | ||
| Jason Lee Young | Registered representative | Aug 2024 (2y) | ||
| Orlando Ismael Luna | Registered representative | Aug 2024 (2y) | ||
| William Joseph Joslyn | Registered representative | Aug 2024 (2y) | ||
| Renee Lynn Cuchetti | Registered representative | Oct 2024 (2y) | ||
| Bryan R Byrd | Registered representative | Oct 2024 (2y) | ||
| David Wayne Ficarra | Registered representative | Oct 2024 (2y) | ||
| Ernest Paul Rispoli | Registered representative | Oct 2024 (2y) | ||
| George Wesley Johnson | Registered representative | Jan 2025 (2y) | ||
| Bart Francis Di Chiaro | Registered representative | Feb 2025 (1y) | ||
| Marc Stephen Becker | Registered representative | Jun 2025 (1y) | ||
| Rodney Au Yeung | Registered representative | Jul 2025 (1y) | ||
| Elizabeth Hutton Milardo | Registered representative | Sep 2025 (1y) | ||
| Kevin James Smith | Registered representative | Jan 2026 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/01/2026 | 1.04 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $525M (70% of AUM) Jun 2026
- Axos Clearing $107M (34% of AUM) Jan 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 01, 2026.
View current Form ADV (SEC/IAPD) ↗