AUMdb

Rca Wealth Strategies Llc

State-registered Insurance-Affiliated · Boutique (under $100M) CRD 315915 · Overland Park, KS · www.RCAWealthStrategies.com
☆ Save with Pro ADV data as of Mar 05, 2026
Regulatory AUM
$64.1M
Discretionary
$57.0M
Clients
265
Avg AUM / client
$242K
Accounts
644
Employees
3

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 251 $48.8M 76.1%
High net worth individuals 11 $11.8M 18.4%
Pension and profit sharing plans 1 $1.6M 2.5%
Charitable organizations 2 $2.0M 3.06%

People (3)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Jace W Champlin Registered representative Chartered Financial Consultant Oct 2021 (5y)
Michael Joseph Rood Registered representative Oct 2021 (5y)
Kathleen Nina Sanford Registered representative Jun 2024 (2y)

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/05/2026 1.02 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Portfolio management for individuals/small businesses
  • Other services

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 05, 2026.

View current Form ADV (SEC/IAPD) ↗