Heights Llc
- Regulatory AUM
- $239M
- Discretionary
- $69.0M
- Clients
- 14
- Avg AUM / client
- $17.1M
- Accounts
- 14
- Employees
- 3
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 11 | $170M | 71.2% |
| Pooled investment vehicles (non-investment companies) | 3 | $69.0M | 28.8% |
Private funds (3)
Reported in Form ADV Section 7.B.(1), filing of Sep 2024 · $59.0M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Heights Fund I Lp | Venture Capital Fund | Delaware | $51.7M | 32 |
| Mindful Heights Llc | Private Equity Fund | Delaware | $4.4M | 28 |
| Dill Project Llc | Venture Capital Fund | Delaware | $2.8M | 44 |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Alexandre David Cohen | Chief Executive Officer | May 2021 (5y) | ≈ 56.25% – 100% via Heights Corp. | |
| Joseph Jeffrey Assaf | Manager | Mar 2024 (2y) | ≈ 7.5% – 25% via Icg Heights Gp, Llc | |
| Portwood, William, Boyce | Chief Compliance Officer | Apr 2024 (2y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Heights Corp. | Managing Member | May 2021 | A | 75% or more |
| Icg Heights Gp, Llc | Member | Mar 2024 | A | 10% – 25% |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Alexandre David Cohen: 75% – 100% of Heights Corp. × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Joseph Jeffrey Assaf: 75% – 100% of Icg Heights Gp, Llc × 10% – 25% direct ≈ 7.5% – 25% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (3, $59.0M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Heights Fund I Lp | Venture Capital Fund | $51.7M | $1.0M | 32 |
| Mindful Heights Llc | Private Equity Fund | $4.4M | $100K | 28 |
| Dill Project Llc | Venture Capital Fund | $2.8M | $100K | 44 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.49 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗