Northern Lakes Capital, L.P.
- Regulatory AUM
- $575M
- Discretionary
- $575M
- Clients
- 7
- Avg AUM / client
- $82.2M
- Accounts
- 7
- Employees
- 11
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 7 | $575M | 100.0% |
Private funds (4)
Reported in Form ADV Section 7.B.(1), filing of May 2024 · $232M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Northern Lakes Capital Fund Iv, L.P. | Private Equity Fund | Delaware | $210M | 99 |
| Nlc Gfs Co Invest, L.P. | Private Equity Fund | Delaware | $12.9M | 4 |
| Northern Lakes Capital Fund Iv A, L.P. | Private Equity Fund | Delaware | $6.3M | 4 |
| Nlc E.A. Quinn Co Invest, L.P. | Private Equity Fund | Delaware | $3.1M | 2 |
People (5)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Horner, Kelly, J. | Chief Compliance Officer | Aug 2021 (5y) | 10% – 25% | |
| Grebenick, Joel, Vincent | Managing Member | Mar 2022 (4y) | ≈ 0% – 2.5% via Northern Lakes Capital, Llc | |
| Lannin, Charles, Bernard | Managing Member | Mar 2022 (4y) | ≈ 0% – 2.5% via Northern Lakes Capital, Llc | |
| Sime, Kasey, Thatcher | Managing Member | Mar 2022 (4y) | ≈ 0% – 2.5% via Northern Lakes Capital, Llc | |
| Wikenheiser, Dean, Scott | Limited Partner | Mar 2022 (4y) | 10% – 25% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Northern Lakes Capital, Llc | General Partner | Jul 2021 | A | Less than 5% |
Undisclosed: 0% – 50% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Grebenick, Joel, Vincent: 25% – 50% of Northern Lakes Capital, Llc × 0% – 5% direct ≈ 0% – 2.5% of the firm
- Lannin, Charles, Bernard: 25% – 50% of Northern Lakes Capital, Llc × 0% – 5% direct ≈ 0% – 2.5% of the firm
- Sime, Kasey, Thatcher: 25% – 50% of Northern Lakes Capital, Llc × 0% – 5% direct ≈ 0% – 2.5% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (4, $232M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Northern Lakes Capital Fund Iv, L.P. | Private Equity Fund | $210M | $100K | 99 |
| Nlc Gfs Co Invest, L.P. | Private Equity Fund | $12.9M | $100K | 4 |
| Northern Lakes Capital Fund Iv A, L.P. | Private Equity Fund | $6.3M | $100K | 4 |
| Nlc E.A. Quinn Co Invest, L.P. | Private Equity Fund | $3.1M | $100K | 2 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 2.8 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗