AUMdb

Global Wealth Strategies And Associates, Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 316072 · SEC file 801-122556 · Denver, CO · www.gwsa.us
☆ Save with Pro ADV data as of May 25, 2026
Regulatory AUM
$457M
Discretionary
$457M
Clients
925
Avg AUM / client
$494K
Accounts
2,946
Employees
10

AUM over time

$0 $457M
Sep 2021 May 2026

Annual snapshots from Form ADV filings · as of May 25, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 805 $273M 59.8%
High net worth individuals 116 $180M 39.3%
Business development companies 4 $3.9M 0.84%

People (13)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Adam L Way Ceo, Cco CFP Chartered Financial Consultant Jun 2012 (14y) ≈ 37.5% – 75% via Way Holdings, Llc
Bradley Robert Scoular Member Jan 2022 (5y) 5% – 10%
Spaccamonti, Sara, Marie Member, Coo Jan 2022 (5y) 5% – 10%
Eric Martin Jacobs Cio Feb 2022 (4y) ≈ 7.5% – 25% via Clark Avenue Holdings, Llc
Adam Herman Registered representative Nov 2021 (5y)
David Thomas Holland Registered representative Nov 2021 (5y)
Terri Lee Hinrichs Registered representative CFP Chartered Financial Consultant Jun 2022 (4y)
Michael Alexander Silva Registered representative CFP Jul 2023 (3y)
Marc Stamps Bennett Registered representative May 2024 (2y)
Kyle Huntley Brown Registered representative Jun 2025 (1y)
Terri Lynn Propp Registered representative CFP Jul 2025 (1y)
Eitel Guillermo Dannenfels Registered representative May 2026 (0y)
Lonnie Dean Campbell Registered representative May 2026 (0y)

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Way Holdings, Llc Managing Member Oct 2021 A 50% – 75%
Clark Avenue Holdings, Llc Managing Member Aug 2022 A 10% – 25%

Undisclosed: 0% – 30% of the firm is not attributable from the filed Schedule A bands.

Estimated effective ownership (look-through of filed bands):

  • Adam L Way: 75% – 100% of Way Holdings, Llc × 50% – 75% direct ≈ 37.5% – 75% of the firm
  • Eric Martin Jacobs: 75% – 100% of Clark Avenue Holdings, Llc × 10% – 25% direct ≈ 7.5% – 25% of the firm

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 05/25/2026 1.1 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Pension consulting services
  • Selection of other advisers
  • Other services

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 25, 2026.

View current Form ADV (SEC/IAPD) ↗