Summit Investment Advisors Inc
- Regulatory AUM
- $273M
- Discretionary
- $273M
- Clients
- 300
- Avg AUM / client
- $911K
- Accounts
- 729
- Employees
- 5
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 222 | $70.8M | 25.9% |
| High net worth individuals | 72 | $194M | 70.9% |
| Charitable organizations | 3 | $1.4M | 0.51% |
| Corporations and other businesses | 3 | $7.3M | 2.67% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Aspen Products, Inc. 401(k) Plan Aspen Products, Inc. | Kansas City, MO | 2024 |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jeffrey Alan Tudas | Founder, Principal And Chief Compliance Officer | CFP | Jul 2006 (20y) | 75% or more |
| Brent A Caswell | Principal | Jul 2021 (5y) | Less than 5% | |
| Thomas Whitsed Laming | Registered representative | Feb 2022 (5y) | ||
| Ryan J Tudas | Registered representative | Aug 2022 (4y) | ||
| Eric Matthew Mccarver | Registered representative | CFP | Apr 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Aspen Products, Inc. 401(k) Plan | Aspen Products, Inc. | 557 | $21.4M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 985 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $273M (100% of AUM) Mar 2026
- John Hancock Life Insurance Company $17.6M (15% of AUM) Jan 2022
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗