Tradewinds, Llc
- Regulatory AUM
- $659M
- Discretionary
- $659M
- Clients
- 505
- Avg AUM / client
- $1.3M
- Accounts
- 1,672
- Employees
- 12
AUM over time
Annual snapshots from Form ADV filings · as of Mar 13, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 328 | $117M | 17.8% |
| High net worth individuals | 167 | $518M | 78.6% |
| Pension and profit sharing plans | 10 | $14.9M | 2.26% |
| Corporations and other businesses | Fewer than 5 clients | $9.1M | 1.38% |
People (11)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Meiksins, Ian, Disbrow | Chief Compliance Officer | Oct 2021 (5y) | Less than 5% | |
| Timothy M. Whitney | Chief Executive Officer | CFP | Oct 2021 (5y) | 75% or more |
| Stephanie Ross Williams | President | CFP | Feb 2022 (4y) | Less than 5% |
| Martin Mcconnico Boney | Registered representative | Jan 2022 (5y) | ||
| Stephen Miles Ross | Registered representative | Feb 2022 (4y) | ||
| Tracey Lynn Nobles | Registered representative | Feb 2022 (4y) | ||
| Miller Brunson Hoffman | Registered representative | CFP | May 2022 (4y) | |
| Todd William Shand | Registered representative | May 2024 (2y) | ||
| James Edward Bowie | Registered representative | Aug 2024 (2y) | ||
| Ralston Turner | Registered representative | Jan 2026 (1y) | ||
| Emma Isabelle Schneider | Registered representative | Mar 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/13/2026 | 905 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Wells Fargo $659M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 13, 2026.
View current Form ADV (SEC/IAPD) ↗