Alliance Private Wealth, Llc
- Regulatory AUM
- $466M
- Discretionary
- $466M
- Clients
- 167
- Avg AUM / client
- $2.8M
- Accounts
- 587
- Employees
- 11
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 05, 2026
Investments (13F portfolio — 82 positions, $287,845,957)
13F period Jun 30, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Ishares Tr | CORE S&P US GWT | $27,738,842 | 147,476 | 9.64% | 5.95% |
| 2 | Ishares Tr | CORE S&P US VLU | $22,885,480 | 207,767 | 7.95% | 4.91% |
| 3 | Pimco Etf Tr | MULTISECTOR BD | $19,780,447 | 745,869 | 6.87% | 4.24% |
| 4 | Ishares Tr | CORE MSCI INTL | $13,489,446 | 151,550 | 4.69% | 2.89% |
| 5 | Pimco Etf Tr | MTG BKD SECS ACT | $13,340,739 | 270,165 | 4.63% | 2.86% |
| 6 | Ishares Tr | CORE S&P MCP ETF | $13,133,326 | 170,319 | 4.56% | 2.82% |
| 7 | Vanguard Index Fds | MID CAP ETF | $9,384,458 | 116,476 | 3.26% | 2.01% |
| 8 | Ishares Tr | CORE S&P SCP ETF | $9,046,189 | 60,995 | 3.14% | 1.94% |
| 9 | Select Sector Spdr Tr | ST STR TECHN ETF | $8,779,557 | 46,082 | 3.05% | 1.88% |
| 10 | Capital Grp Fixed Incm Etf T | MUN INM ETF | $8,675,045 | 315,801 | 3.01% | 1.86% |
| 11 | Ishares Inc | CORE MSCI EMKT | $7,368,653 | 88,950 | 2.56% | 1.58% |
| 12 | Ishares Tr | CORE UNIVRSL USD | $6,881,424 | 149,110 | 2.39% | 1.48% |
| 13 | Capital Group Dividend Value | SHS CREAT UNIT | $6,389,363 | 129,654 | 2.22% | 1.37% |
| 14 | Ishares Tr | CORE MSCI EAFE | $5,941,155 | 61,515 | 2.06% | 1.27% |
| 15 | Harris Oakmark Etf Trust | OAKMARK U S LRG | $5,844,070 | 207,457 | 2.03% | 1.25% |
| 16 | Fidelity Covington Trust | MSCI INFO TECH I | $5,171,742 | 18,110 | 1.8% | 1.11% |
| 17 | Select Sector Spdr Tr | ST STR SVC ETF | $4,810,439 | 44,903 | 1.67% | 1.03% |
| 18 | Nvidia Corporation | COM | $4,748,936 | 23,734 | 1.65% | 1.02% |
| 19 | Advanced Micro Devices Inc | COM | $3,784,048 | 6,514 | 1.31% | 0.81% |
| 20 | Vanguard Mun Bd Fds | SHORT TAX EXEMPT | $3,486,757 | 45,501 | 1.21% | 0.75% |
| 21 | Berkshire Hathaway Inc Del | CL B NEW | $3,408,156 | 6,811 | 1.18% | 0.73% |
| 22 | Alphabet Inc | CAP STK CL A | $3,210,612 | 8,984 | 1.12% | 0.69% |
| 23 | Apple Inc | COM | $3,104,543 | 10,729 | 1.08% | 0.67% |
| 24 | Amazon Com Inc | COM | $3,097,943 | 12,998 | 1.08% | 0.66% |
| 25 | Ishares Tr | CORE S&P500 ETF | $2,910,222 | 3,886 | 1.01% | 0.62% |
Top 25 of 82 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 67 | $27.3M | 5.85% |
| High net worth individuals | 100 | $439M | 94.1% |
| Corporations and other businesses | Fewer than 5 clients | $345K | 0.07% |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Gregory Alfred Farland | Registered representative | CFP | Jan 2022 (5y) | |
| Robert Aram Mestjian | Registered representative | CFP | Jan 2022 (5y) | |
| Jane Johnson | Registered representative | Jan 2022 (5y) | ||
| Juan David Ramon Soto | Registered representative | CFP | Aug 2025 (1y) | |
| Daniel William Carroll | Registered representative | CFA | Oct 2025 (1y) | |
| Holly Cloutier | Registered representative | Oct 2025 (1y) | ||
| Alyson Mary Shaw | Registered representative | Nov 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/05/2026 | 937 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Publication of periodicals or newsletters
- • Other services
Custody
Reported custodians
- Fidelity Brokerage Services $466M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 05, 2026.
View current Form ADV (SEC/IAPD) ↗