Spearhead Advisors, Llc
State-registered
Wealth Manager · Boutique (under $100M)
CRD 316684
· Newport Beach, CA
· spearhead.investments
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ADV data as of Mar 26, 2026
- Regulatory AUM
- $35.8M
- Discretionary
- $35.8M
- Clients
- 47
- Avg AUM / client
- $763K
- Accounts
- 109
- Employees
- 3
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 31 | $9.6M | 26.7% |
| High net worth individuals | 14 | $20.9M | 58.3% |
| Corporations and other businesses | 2 | $5.4M | 14.9% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Nicholas Patrick Pardini | Registered representative | May 2025 (1y) | ||
| David Eliot Dardashti | Registered representative | Sep 2025 (1y) | ||
| Patrick Murphy Mc Cann | Registered representative | CFA | Jan 2026 (1y) | |
| Samantha Dalby | Registered representative | Mar 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/26/2026 | 1.02 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $35.8M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 26, 2026.
View current Form ADV (SEC/IAPD) ↗