Argonautica Private Wealth Management, Inc
- Regulatory AUM
- $533M
- Discretionary
- $478M
- Clients
- 121
- Avg AUM / client
- $4.4M
- Accounts
- 515
- Employees
- 6
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 01, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 51 | $20.4M | 3.83% |
| High net worth individuals | 58 | $415M | 77.8% |
| Charitable organizations | 6 | $8.9M | 1.67% |
| Corporations and other businesses | 6 | $88.9M | 16.7% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Frank Xavier Rambusch | Secretary And Treasurer | Sep 2021 (5y) | 50% – 75% | |
| Theodore Charles York | President | Sep 2021 (5y) | 50% – 75% | |
| Mary Lourdes Lecca | Chief Compliance Officer | Aug 2022 (4y) | Less than 5% | |
| Gary Craig Raymond | Registered representative | Jan 2022 (5y) | ||
| Michael Brian Mcintosh | Registered representative | CFA | May 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/01/2026 | 1020 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Wells Fargo $530M (99% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 01, 2026.
View current Form ADV (SEC/IAPD) ↗