Opto Investment Management, Llc
- Regulatory AUM
- $929M
- Discretionary
- $734M
- Clients
- 34
- Avg AUM / client
- $27.3M
- Accounts
- 34
- Employees
- 14
AUM over time
Annual snapshots from Form ADV filings · as of Jul 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 34 | $929M | 100.0% |
Private funds (14)
Reported in Form ADV Section 7.B.(1), filing of Dec 2024 · $216M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Conway Opportunities Fund 2024, Lp | Private Equity Fund | Delaware | $29.3M | 9 |
| Waypoint Private Access Fund L.P. | Private Equity Fund | Delaware | $25.6M | 60 |
| Km Growth Fund I, Lp | Private Equity Fund | Delaware | $22.0M | 6 |
| Opto Artificial Intelligence Early Stage Venture Fund Lp | Venture Capital Fund | Delaware | $20.2M | 52 |
| Lit Multi Manager Vc Fund, Llc | Venture Capital Fund | Delaware | $17.9M | 9 |
| Csp Diameter Access Fund, Lp | Other Private Fund | Delaware | $16.5M | 45 |
| Ofs Private Markets Fund I, Lp | Private Equity Fund | Delaware | $15.7M | 41 |
| Lit Hsip V, Llc | Securitized Asset Fund | Delaware | $13.0M | 7 |
| Lit Tacora Capital I Llc | Private Equity Fund | Delaware | $11.9M | 9 |
| Lit Vista Equity Partners Viii, Llc | Private Equity Fund | Delaware | $10.4M | 10 |
| Lit Tre Iv, Llc | Real Estate Fund | Delaware | $9.4M | 2 |
| Lit Spt Ix Llc | Private Equity Fund | Delaware | $8.8M | 4 |
| Shorehaven Arcturus Fund I Lp | Private Equity Fund | Delaware | $7.7M | 24 |
| Lit Hp Ix, Llc | Private Equity Fund | Delaware | $7.7M | 6 |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Malone, Matthew, David | President | Mar 2021 (5y) | Less than 5% | |
| Saleemah, Ahamed, Hassanali | Chief Compliance Officer | Jun 2022 (4y) | Less than 5% | |
| Rieger, Alexis, Imber | Head Of Legal Of Opto Investments Inc. | Dec 2024 (2y) | Less than 5% | |
| Brooks Jameson Casel | Registered representative | CFP | Nov 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Opto Investments, Inc. | Owner | Mar 2021 | A | 75% or more |
| 8 Vc Fund Iii, L.P. | Shareholder | Nov 2020 | B | ≈ 18.75% – 50% via Opto Investments, Inc. |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- 8 Vc Fund Iii, L.P.: 25% – 50% of Opto Investments, Inc. × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (14, $216M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Conway Opportunities Fund 2024, Lp | Private Equity Fund | $29.3M | $100K | 9 |
| Waypoint Private Access Fund L.P. | Private Equity Fund | $25.6M | $250K | 60 |
| Km Growth Fund I, Lp | Private Equity Fund | $22.0M | $100K | 6 |
| Opto Artificial Intelligence Early Stage Venture Fund Lp | Venture Capital Fund | $20.2M | $100K | 52 |
| Lit Multi Manager Vc Fund, Llc | Venture Capital Fund | $17.9M | $100K | 9 |
| Csp Diameter Access Fund, Lp | Other Private Fund | $16.5M | $100K | 45 |
| Ofs Private Markets Fund I, Lp | Private Equity Fund | $15.7M | $100K | 41 |
| Lit Hsip V, Llc | Securitized Asset Fund | $13.0M | $100K | 7 |
| Lit Tacora Capital I Llc | Private Equity Fund | $11.9M | $100K | 9 |
| Lit Vista Equity Partners Viii, Llc | Private Equity Fund | $10.4M | $100K | 10 |
| Lit Tre Iv, Llc | Real Estate Fund | $9.4M | $100K | 2 |
| Lit Spt Ix Llc | Private Equity Fund | $8.8M | $100K | 4 |
| Shorehaven Arcturus Fund I Lp | Private Equity Fund | $7.7M | $100K | 24 |
| Lit Hp Ix, Llc | Private Equity Fund | $7.7M | $100K | 6 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 6.15 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
- • Selection of other advisers
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 31, 2026.
View current Form ADV (SEC/IAPD) ↗